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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-14.63%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$780M
AUM Growth
-$163M
Cap. Flow
-$5.86M
Cap. Flow %
-0.75%
Top 10 Hldgs %
34.51%
Holding
665
New
105
Increased
136
Reduced
185
Closed
111

Top Buys

Rank Stock Value
1
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$2.54M
2
PVA
PENN VIRGINIA CORP
PVA
+$2.16M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$2.03M
4
SN
Sanchez Energy Corporation
SN
+$2.01M
5
RYAM icon
Rayonier Advanced Materials
RYAM
+$1.86M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$2.52M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.07M
3
EQT icon
EQT Corp
EQT
+$1.54M
4
HNRG icon
Hallador Energy
HNRG
+$1.4M
5
EOG icon
EOG Resources
EOG
+$1.22M

Sector Composition

Rank Sector Weight
1 Energy 44.05%
2 Healthcare 6.59%
3 Materials 5.48%
4 Industrials 5.38%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOJN
526
DELISTED
LO JACK CORP
LOJN
$51K 0.01%
+13,000
New +$60.1K
DYSL
527
DELISTED
Dynasil Corporation of America
DYSL
$50K 0.01%
32,000
– –
AVEO
528
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$48K 0.01%
4,300
-500
-10% -$6.36K
TC
529
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$44K 0.01%
20,000
– –
TRQ
530
DELISTED
Turquoise Hill Resources Ltd
TRQ
$43K 0.01%
1,157
+157
+16% +$5.53K
NWY
531
DELISTED
New York & Co Inc
NWY
$43K 0.01%
14,100
+2,300
+19% +$7.76K
GPRE icon
532
PUT
Green Plains
GPRE
$1.18B
$37K ﹤0.01%
+1,000
New +$39.9K
DDE
533
DELISTED
Dover Downs Gaming & Entertain
DDE
$35K ﹤0.01%
35,838
-6,500
-15% -$7.82K
GTE icon
534
CALL
Gran Tierra Energy
GTE
$234M
$33K ﹤0.01%
600
– –
AEY
535
DELISTED
ADDvantage Technologies Group
AEY
$33K ﹤0.01%
+1,422
New +$34.7K
SARA
536
DELISTED
SARATOGA RESOURCES INC
SARA
$31K ﹤0.01%
26,293
-31,707
-55% -$49K
AUY
537
CALL
DELISTED
Yamana Gold, Inc.
AUY
$30K ﹤0.01%
5,000
– –
ATNY
538
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$29K ﹤0.01%
12,332
-32,800
-73% -$74K
CPAH
539
DELISTED
Counterpath Corp
CPAH
$29K ﹤0.01%
2,968
-5,609
-65% -$60.6K
SIGA icon
540
SIGA Technologies
SIGA
$242M
$28K ﹤0.01%
+19,700
New +$38.6K
BEBE
541
DELISTED
Bebe Stores Inc
BEBE
$28K ﹤0.01%
+1,200
New +$34K
BTU
542
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$25K ﹤0.01%
133
– –
DARA
543
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$25K ﹤0.01%
22,799
+10,000
+78% +$12.4K
B
544
CALL
Barrick Mining
B
$61.7B
$22K ﹤0.01%
1,500
– –
SYNC
545
DELISTED
Synacor, Inc.
SYNC
$22K ﹤0.01%
11,350
-15,900
-58% -$34.7K
TWER
546
DELISTED
Towerstream Corporation Common Stock
TWER
$20K ﹤0.01%
677
– –
FST
547
DELISTED
FOREST OIL CORPORATION
FST
$18K ﹤0.01%
15,524
-91,466
-85% -$166K
ANV
548
DELISTED
Allied Nevada Gold Corp
ANV
$15K ﹤0.01%
+4,650
New +$16K
JBLU icon
549
JetBlue
JBLU
$2.12B
$13K ﹤0.01%
+1,200
New +$13.7K
PVA
550
CALL
DELISTED
PENN VIRGINIA CORP
PVA
$13K ﹤0.01%
1,000
-1,500
-60% -$21.1K
20 21
22
23 24

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2014 Portfolio in Review

As of Q3 2014, Shepherd Kaplan Krochuk held 665 positions worth $780M, down 17% from $944M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2014 filing shows 105 new, 136 increased, 185 reduced and 111 closed positions. Its largest new stake was Rayonier Advanced Materials: 53,000 shares worth $1.74M. The largest sale was Bed Bath & Beyond Inc, an estimated $2.52M.

By sector, the portfolio is most concentrated in Energy at 44% of assets, down from 45% a quarter earlier, followed by Healthcare and Materials.

  • Shepherd Kaplan Krochuk's largest Q3 2014 buy was Rayonier Advanced Materials: 53,000 shares worth $1.74M.
  • Shepherd Kaplan Krochuk added most to ENERGY XXI LTD COM SHS in Q3 2014, an estimated $2.54M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2014 reduction was Bed Bath & Beyond Inc, cutting an estimated $2.52M.
  • Shepherd Kaplan Krochuk fully exited MICROS SYSTEMS INC in Q3 2014, selling an estimated $2.07M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 35% of its $780M portfolio in Q3 2014.
  • Shepherd Kaplan Krochuk opened 105 new positions and closed 111 in Q3 2014.
  • Shepherd Kaplan Krochuk's portfolio value fell 17% quarter-over-quarter to $780M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2014, filed 13 Nov 2014.