We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELX
526
DELISTED
EMULEX CORP
ELX
$93K 0.02%
+12,000
New +$93.3K
BODY
527
DELISTED
BODY CENTRAL CORP COM STK
BODY
$92K 0.01%
+15,000
New +$133K
VRML
528
DELISTED
Vermillion, Inc.
VRML
$87K 0.01%
33,910
– –
HCI icon
529
PUT
HCI Group
HCI
$2.34B
$82K 0.01%
+2,000
New +$69.3K
DVR
530
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$82K 0.01%
40,000
+28,000
+233% +$58K
EGY icon
531
Vaalco Energy
EGY
$562M
$81K 0.01%
+14,500
New +$85.5K
DDE
532
DELISTED
Dover Downs Gaming & Entertain
DDE
$81K 0.01%
59,838
-12,600
-17% -$18K
FABC
533
Fabric.AI Inc
FABC
$15.7M
– –
0
– –
TEU
534
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$75K 0.01%
+18,500
New +$74.8K
ORBT
535
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$75K 0.01%
22,105
-4,000
-15% -$13.7K
TC
536
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$72K 0.01%
20,000
-30,000
-60% -$101K
PIM
537
Franklin Master Intermediate Income Trust
PIM
$151M
$68K 0.01%
13,920
– –
DARA
538
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$67K 0.01%
27,400
+7,000
+34% +$19.9K
STRR
539
DELISTED
Star Equity Holdings
STRR
$64K 0.01%
+510
New +$65K
TRT
540
Trio-Tech International
TRT
$92M
$60K 0.01%
37,064
-32,932
-47% -$56.4K
ALBO
541
DELISTED
Albireo Pharma Inc
ALBO
$56K 0.01%
591
-133
-18% -$17.3K
RSH
542
CALL
DELISTED
RADIOSHACK CORP
RSH
$55K 0.01%
16,000
– –
TSRI
543
DELISTED
TSR Inc. New
TSRI
$53K 0.01%
+15,510
New +$48.4K
AUY
544
CALL
DELISTED
Yamana Gold, Inc.
AUY
$52K 0.01%
5,000
-5,000
-50% -$52.7K
CHCI icon
545
Comstock Holding Companies
CHCI
$152M
$51K 0.01%
4,029
+1,315
+48% +$21.4K
FAC
546
DELISTED
First Acceptance Corp.
FAC
$51K 0.01%
+28,948
New +$50.5K
IESC icon
547
IES Holdings
IESC
$9.89B
$50K 0.01%
12,414
– –
ITP icon
548
IT Tech Packaging
ITP
$2.86M
$50K 0.01%
2,900
+300
+12% +$5.29K
TPLM
549
CALL
DELISTED
Triangle Petroleum Corporation
TPLM
$49K 0.01%
5,000
-2,000
-29% -$15.3K
NSU
550
DELISTED
Nevsun Resources Ltd.
NSU
$48K 0.01%
15,000
– –
20 21
22
23 24

Similar funds

CA
Commerce Advisors Memphis, Tennessee $119M AUM
VA
Valor Advisors Miami, Florida $119M AUM
TCM
Tao Capital Management San Francisco, California $119M AUM 87.46% 1-Year Est. Return
SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.