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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-14.63%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$780M
AUM Growth
-$163M
Cap. Flow
-$5.86M
Cap. Flow %
-0.75%
Top 10 Hldgs %
34.51%
Holding
665
New
105
Increased
136
Reduced
185
Closed
111

Top Buys

Rank Stock Value
1
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$2.54M
2
PVA
PENN VIRGINIA CORP
PVA
+$2.16M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$2.03M
4
SN
Sanchez Energy Corporation
SN
+$2.01M
5
RYAM icon
Rayonier Advanced Materials
RYAM
+$1.86M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$2.52M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.07M
3
EQT icon
EQT Corp
EQT
+$1.54M
4
HNRG icon
Hallador Energy
HNRG
+$1.4M
5
EOG icon
EOG Resources
EOG
+$1.22M

Sector Composition

Rank Sector Weight
1 Energy 44.05%
2 Healthcare 6.59%
3 Materials 5.48%
4 Industrials 5.38%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSYS
501
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$92K 0.01%
33,128
-4,000
-11% -$12.4K
INOD icon
502
Innodata
INOD
$1.84B
$87K 0.01%
28,443
-41,475
-59% -$127K
TCCO
503
DELISTED
Technical Communications Corporation
TCCO
$86K 0.01%
+20,232
New +$84.4K
LGL icon
504
LGL Group
LGL
$44.7M
$85K 0.01%
60,089
– –
AHPI
505
DELISTED
Allied Healthcare Products
AHPI
$85K 0.01%
21,385
+15,527
+265% +$66.7K
ANV
506
CALL
DELISTED
Allied Nevada Gold Corp
ANV
$83K 0.01%
+25,000
New +$86.2K
ONE
507
CALL
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$74K 0.01%
30,000
-25,000
-45% -$94.8K
PRTS icon
508
CarParts.com
PRTS
$43.1M
$72K 0.01%
2,544
-1,580
-38% -$48.9K
SU icon
509
CALL
Suncor Energy
SU
$77.7B
$72K 0.01%
2,000
– –
DRRX
510
DELISTED
DURECT Corp
DRRX
$71K 0.01%
4,798
-1,662
-26% -$25.8K
PIM
511
Franklin Master Intermediate Income Trust
PIM
$152M
$70K 0.01%
13,920
– –
CASM
512
DELISTED
CAS Medical Systems, Inc.
CASM
$70K 0.01%
35,848
+2,720
+8% +$4.69K
API
513
DELISTED
Advanced Photonix Inc
API
$70K 0.01%
126,500
+12,000
+10% +$6.33K
ORBT
514
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$69K 0.01%
23,805
+200
+0.8% +$575
JVA icon
515
Coffee Holding Co
JVA
$18.6M
$68K 0.01%
12,359
-12,396
-50% -$79K
DLHC icon
516
DLH Holdings
DLHC
$76.4M
$67K 0.01%
34,644
-4,900
-12% -$9.58K
ONE
517
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$67K 0.01%
27,000
+1,500
+6% +$5.69K
WTSL
518
DELISTED
WET SEAL INC CL-A
WTSL
$66K 0.01%
126,041
-76,500
-38% -$63.9K
NSU
519
DELISTED
Nevsun Resources Ltd.
NSU
$64K 0.01%
17,810
+2,810
+19% +$10.9K
TEU
520
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$63K 0.01%
52,882
+7,000
+15% +$9.76K
ARQL
521
DELISTED
Arqule Inc
ARQL
$60K 0.01%
53,890
-18,000
-25% -$23.7K
ULBI icon
522
Ultralife
ULBI
$89.1M
$59K 0.01%
+18,300
New +$62.9K
TRQ
523
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
$56K 0.01%
1,500
– –
FCEL icon
524
PUT
FuelCell Energy
FCEL
$1.52B
$55K 0.01%
+6
New +$61K
AMD icon
525
PUT
Advanced Micro Devices
AMD
$720B
$51K 0.01%
15,000
– –
19 20
21
22 23

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Shepherd Kaplan Krochuk's Q3 2014 Portfolio in Review

As of Q3 2014, Shepherd Kaplan Krochuk held 665 positions worth $780M, down 17% from $944M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2014 filing shows 105 new, 136 increased, 185 reduced and 111 closed positions. Its largest new stake was Rayonier Advanced Materials: 53,000 shares worth $1.74M. The largest sale was Bed Bath & Beyond Inc, an estimated $2.52M.

By sector, the portfolio is most concentrated in Energy at 44% of assets, down from 45% a quarter earlier, followed by Healthcare and Materials.

  • Shepherd Kaplan Krochuk's largest Q3 2014 buy was Rayonier Advanced Materials: 53,000 shares worth $1.74M.
  • Shepherd Kaplan Krochuk added most to ENERGY XXI LTD COM SHS in Q3 2014, an estimated $2.54M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2014 reduction was Bed Bath & Beyond Inc, cutting an estimated $2.52M.
  • Shepherd Kaplan Krochuk fully exited MICROS SYSTEMS INC in Q3 2014, selling an estimated $2.07M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 35% of its $780M portfolio in Q3 2014.
  • Shepherd Kaplan Krochuk opened 105 new positions and closed 111 in Q3 2014.
  • Shepherd Kaplan Krochuk's portfolio value fell 17% quarter-over-quarter to $780M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2014, filed 13 Nov 2014.