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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.78%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$790M
AUM Growth
+$170M
Cap. Flow
+$126M
Cap. Flow %
16.02%
Top 10 Hldgs %
33.85%
Holding
703
New
127
Increased
121
Reduced
150
Closed
170

Top Buys

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$14.2M
2
CTRA
Coterra Energy
CTRA
+$14.2M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$13.1M
4
CRZO
Carrizo Oil & Gas Inc
CRZO
+$12.8M
5
PXD
Pioneer Natural Resource Co.
PXD
+$10.5M

Top Sells

Rank Stock Value
1
PDCE
PDC Energy, Inc.
PDCE
+$13.3M
2
VLO icon
Valero Energy
VLO
+$9.71M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.8M
4
CRR
Carbo Ceramics Inc.
CRR
+$1.62M
5
CHRD icon
Chord Energy
CHRD
+$1.62M

Sector Composition

Rank Sector Weight
1 Energy 43.43%
2 Healthcare 6.8%
3 Materials 5.78%
4 Industrials 5.69%
5 Real Estate 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REPX icon
501
Riley Exploration Permian
REPX
$728M
$85K 0.01%
1,825
-250
-12% -$12.5K
RMGN
502
DELISTED
RMG Networks Holding Corporation
RMGN
$81K 0.01%
+4,163
New +$103K
ORBT
503
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$80K 0.01%
23,605
+1,500
+7% +$5.06K
QCCO
504
DELISTED
QC HLDGS INC
QCCO
$79K 0.01%
43,939
-37,500
-46% -$77.4K
GMAN
505
DELISTED
Gordmans Stores, Inc.
GMAN
$77K 0.01%
+10,000
New +$94K
VSCP
506
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
$75K 0.01%
+21,800
New +$82.2K
API
507
DELISTED
Advanced Photonix Inc
API
$72K 0.01%
104,500
+58,500
+127% +$39.9K
PIM
508
Franklin Master Intermediate Income Trust
PIM
$151M
$70K 0.01%
13,920
– –
DDE
509
DELISTED
Dover Downs Gaming & Entertain
DDE
$70K 0.01%
47,338
-12,500
-21% -$18.5K
NNA
510
DELISTED
Navios Maritime Acquisition Corporation
NNA
$66K 0.01%
+1,000
New +$59.3K
TRT
511
Trio-Tech International
TRT
$92M
$62K 0.01%
37,064
– –
TSRI
512
DELISTED
TSR Inc. New
TSRI
$62K 0.01%
18,510
+3,000
+19% +$10.6K
AVNW icon
513
Aviat Networks
AVNW
$253M
$59K 0.01%
+4,333
New +$57.1K
DARA
514
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$58K 0.01%
21,600
-5,800
-21% -$15.2K
CASM
515
DELISTED
CAS Medical Systems, Inc.
CASM
$56K 0.01%
33,128
– –
ULBI icon
516
Ultralife
ULBI
$88.3M
$53K 0.01%
+15,000
New +$56K
NSU
517
DELISTED
Nevsun Resources Ltd.
NSU
$50K 0.01%
15,000
– –
AHPI
518
DELISTED
Allied Healthcare Products
AHPI
$48K 0.01%
+10,458
New +$48.3K
TWER
519
DELISTED
Towerstream Corporation Common Stock
TWER
$44K 0.01%
750
– –
TC
520
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$44K 0.01%
+20,000
New +$56.7K
BODY
521
DELISTED
BODY CENTRAL CORP COM STK
BODY
$43K 0.01%
11,000
-4,000
-27% -$17.3K
SBSA
522
DELISTED
Spanish Broadcasting System Inc.
SBSA
$42K 0.01%
+12,614
New +$49.2K
VRML
523
DELISTED
Vermillion, Inc.
VRML
$38K ﹤0.01%
15,910
-18,000
-53% -$44.1K
EDUC icon
524
Educational Development Corp
EDUC
$11.8M
$35K ﹤0.01%
23,000
– –
GVP
525
DELISTED
GSE Systems, Inc.
GVP
$33K ﹤0.01%
+2,063
New +$33.9K
19 20
21
22 23

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2013 Portfolio in Review

As of Q4 2013, Shepherd Kaplan Krochuk held 703 positions worth $790M, up 27% from $620M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk deployed $126M of net new capital in Q4 2013, opening 127 new positions and adding to 121 existing holdings. Its largest new stake was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 36% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was PDC Energy, Inc., an estimated $13.3M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2013 buy was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.
  • Shepherd Kaplan Krochuk added most to Clayton Williams Energy, Inc. in Q4 2013, an estimated $14.2M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2013 reduction was PDC Energy, Inc., cutting an estimated $13.3M.
  • Shepherd Kaplan Krochuk fully exited Valero Energy in Q4 2013, selling an estimated $9.71M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $790M portfolio in Q4 2013.
  • Shepherd Kaplan Krochuk opened 127 new positions and closed 170 in Q4 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 27% quarter-over-quarter to $790M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2013, filed 14 Feb 2014.