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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.56%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$121M
AUM Growth
-$751K
Cap. Flow
-$965K
Cap. Flow %
-0.8%
Top 10 Hldgs %
49.66%
Holding
66
New
5
Increased
22
Reduced
30
Closed
2

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.15M
2
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.87M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.75M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$971K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$957K

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.52M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.46M
3
SPDN icon
Direxion Daily S&P 500 Bear 1X ETF
SPDN
+$1.04M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$742K
5
PNC icon
PNC Financial Services
PNC
+$568K

Sector Composition

Rank Sector Weight
1 Technology 7.64%
2 Energy 4.86%
3 Financials 3.14%
4 Consumer Staples 2.51%
5 Healthcare 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDN icon
26
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$223M
$1.3M 1.08%
138,165
-109,240
-44% -$1.04M
BIV icon
27
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1.13M 0.93%
14,519
+3,349
+30% +$262K
NEM icon
28
Newmont
NEM
$98.5B
$1.09M 0.9%
10,921
– –
SSPY icon
29
Syntax Stratified LargeCap ETF
SSPY
$128M
$1.08M 0.89%
12,375
-3,867
-24% -$336K
IVW icon
30
iShares S&P 500 Growth ETF
IVW
$72.2B
$979K 0.81%
7,939
+1
+0% +$122
RSP icon
31
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$965K 0.8%
+5,040
New +$957K
MGA icon
32
Magna International
MGA
$18.3B
$921K 0.76%
17,288
-1,808
-9% -$88.4K
IVV icon
33
iShares Core S&P 500 ETF
IVV
$869B
$921K 0.76%
1,344
– –
PFE icon
34
Pfizer
PFE
$141B
$854K 0.71%
34,310
-1,900
-5% -$47.9K
GILD icon
35
Gilead Sciences
GILD
$162B
$790K 0.65%
6,436
-545
-8% -$66.2K
DUK icon
36
Duke Energy
DUK
$100B
$772K 0.64%
6,590
-275
-4% -$33.6K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$968B
$762K 0.63%
1,215
-172
-12% -$107K
IBM icon
38
IBM
IBM
$204B
$745K 0.62%
2,515
-103
-4% -$30.8K
EPD icon
39
Enterprise Products Partners
EPD
$82.5B
$723K 0.6%
22,538
– –
DOW icon
40
Dow Inc
DOW
$20.8B
$694K 0.57%
29,687
-3,882
-12% -$89.2K
IBIT icon
41
iShares Bitcoin Trust
IBIT
$48.2B
$660K 0.54%
13,284
+72
+0.5% +$4.09K
QQQ icon
42
Invesco QQQ Trust
QQQ
$449B
$565K 0.47%
920
+1
+0.1% +$614
TBF icon
43
ProShares Short 20+ Year Treasury ETF
TBF
$86.3M
$559K 0.46%
23,181
+6,019
+35% +$143K
BEN icon
44
Franklin Resources
BEN
$17.3B
$557K 0.46%
23,331
-1,714
-7% -$39.4K
NUV icon
45
Nuveen Municipal Value Fund
NUV
$1.9B
$544K 0.45%
60,045
– –
VUG icon
46
Vanguard Growth ETF
VUG
$216B
$509K 0.42%
6,258
+6
+0.1% +$487
JPEM icon
47
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
$495K 0.41%
8,145
-6,400
-44% -$385K
VTEB icon
48
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$494K 0.41%
9,827
– –
GSIE icon
49
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$481K 0.4%
11,203
-5,693
-34% -$238K
AMLP icon
50
Alerian MLP ETF
AMLP
$12.7B
$442K 0.37%
9,403
-1,463
-13% -$68.5K
1
2
3

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CA
Commerce Advisors Memphis, Tennessee $119M AUM
VA
Valor Advisors Miami, Florida $119M AUM
LC
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TCM
Tao Capital Management San Francisco, California $119M AUM 87.46% 1-Year Est. Return
SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q4 2025 Portfolio in Review

As of Q4 2025, Shepherd Kaplan Krochuk held 66 positions worth $121M, down 0.62% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Shepherd Kaplan Krochuk's Q4 2025 filing shows 5 new, 22 increased, 30 reduced and 2 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 40,068 shares worth $1.78M. The largest sale was Schwab US Dividend Equity ETF, an estimated $2.52M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7.1% a quarter earlier, followed by Energy and Financials.

  • Shepherd Kaplan Krochuk's largest Q4 2025 buy was First Trust Morningstar Dividend Leaders Index Fund: 40,068 shares worth $1.78M.
  • Shepherd Kaplan Krochuk added most to Vanguard Total Stock Market ETF in Q4 2025, an estimated $2.15M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2025 reduction was Schwab US Dividend Equity ETF, cutting an estimated $2.52M.
  • Shepherd Kaplan Krochuk fully exited PNC Financial Services in Q4 2025, selling an estimated $568K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 50% of its $121M portfolio in Q4 2025.
  • Shepherd Kaplan Krochuk opened 5 new positions and closed 2 in Q4 2025.
  • Shepherd Kaplan Krochuk's portfolio value fell 0.62% quarter-over-quarter to $121M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2025, filed 13 Feb 2026.