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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$122M
AUM Growth
+$6.74M
Cap. Flow
+$1.54M
Cap. Flow %
1.26%
Top 10 Hldgs %
48.71%
Holding
61
New
4
Increased
20
Reduced
28
Closed
–

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.23M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.08M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$988K
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$728K

Top Sells

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.17M
2
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$1.03M
3
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$702K
4
CPB icon
Campbell Soup
CPB
+$681K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$654K

Sector Composition

Rank Sector Weight
1 Miscellaneous 76.01%
2 Technology 7.14%
3 Energy 5.19%
4 Financials 3.34%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSPY icon
26
Syntax Stratified LargeCap ETF
SSPY
$129M
$1.41M 1.16%
16,242
-797
-5% -$67.4K
VIOO icon
27
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.16B
$1.39M 1.14%
12,604
+1,469
+13% +$157K
IVW icon
28
iShares S&P 500 Growth ETF
IVW
$76.5B
$958K 0.79%
7,938
– –
PFE icon
29
Pfizer
PFE
$158B
$923K 0.76%
36,210
-1,489
-4% -$36.8K
NEM icon
30
Newmont
NEM
$134B
$921K 0.76%
10,921
– –
MGA icon
31
Magna International
MGA
$17.7B
$905K 0.74%
19,096
-3,176
-14% -$140K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$868B
$899K 0.74%
1,344
+13
+1% +$8.37K
BIV icon
33
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
$872K 0.72%
11,170
+3,274
+41% +$253K
IBIT icon
34
iShares Bitcoin Trust
IBIT
$60.2B
$859K 0.7%
13,212
+52
+0.4% +$3.38K
JPEM icon
35
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$401M
$858K 0.7%
14,545
-1,147
-7% -$66.3K
DUK icon
36
Duke Energy
DUK
$93.1B
$850K 0.7%
6,865
-1,085
-14% -$132K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$1.05T
$849K 0.7%
1,387
+879
+173% +$518K
GILD icon
38
Gilead Sciences
GILD
$178B
$775K 0.64%
6,981
-571
-8% -$64.9K
DOW icon
39
Dow Inc
DOW
$21B
$770K 0.63%
33,569
+5,110
+18% +$127K
IBM icon
40
IBM
IBM
$229B
$739K 0.61%
2,618
– –
EPD icon
41
Enterprise Products Partners
EPD
$84B
$705K 0.58%
22,538
– –
GSIE icon
42
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.05B
$695K 0.57%
16,896
-368
-2% -$14.9K
BEN icon
43
Franklin Templeton
BEN
$17.1B
$579K 0.48%
25,045
-2,791
-10% -$69K
PNC icon
44
PNC Financial Services
PNC
$97.4B
$568K 0.47%
2,825
-322
-10% -$63.7K
QQQ icon
45
Invesco QQQ Trust
QQQ
$488B
$552K 0.45%
919
– –
NUV icon
46
Nuveen Municipal Value Fund
NUV
$1.83B
$539K 0.44%
60,045
-1,387
-2% -$12.1K
AMLP icon
47
Alerian MLP ETF
AMLP
$13.6B
$510K 0.42%
10,866
+237
+2% +$11.5K
VUG icon
48
Vanguard Morningstar Growth ETF
VUG
$226B
$500K 0.41%
6,252
– –
VZ icon
49
Verizon
VZ
$210B
$498K 0.41%
11,324
-703
-6% -$30.4K
VTEB icon
50
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.4B
$492K 0.4%
9,827
-5,897
-38% -$290K
1
2
3

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MCRM
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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q3 2025 Portfolio in Review

As of Q3 2025, Shepherd Kaplan Krochuk held 61 positions worth $122M, up 5.9% from $115M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2025 filing shows 4 new, 20 increased and 28 reduced positions. Its largest new stake was ProShares Short 20+ Year Treasury ETF: 17,162 shares worth $407K. The largest sale was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, an estimated $1.17M.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, up from 75% a quarter earlier, followed by Technology and Energy.

  • Shepherd Kaplan Krochuk's largest Q3 2025 buy was ProShares Short 20+ Year Treasury ETF: 17,162 shares worth $407K.
  • Shepherd Kaplan Krochuk added most to Vanguard Morningstar Total Stock Market ETF in Q3 2025, an estimated $1.23M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2025 reduction was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, cutting an estimated $1.17M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $122M portfolio in Q3 2025.
  • Shepherd Kaplan Krochuk opened 4 new positions and closed 0 in Q3 2025.
  • Shepherd Kaplan Krochuk's portfolio value rose 5.9% quarter-over-quarter to $122M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2025, filed 13 Nov 2025.