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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-3.9%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$115M
AUM Growth
-$11.3M
Cap. Flow
-$5.74M
Cap. Flow %
-4.98%
Top 10 Hldgs %
52.64%
Holding
55
New
3
Increased
17
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$3.04M
2
CPB icon
Campbell Soup
CPB
+$2.03M
3
GSK icon
GSK
GSK
+$1.2M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$791K
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$751K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.72M
2
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$1.38M
3
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$1.32M
4
AMGN icon
Amgen
AMGN
+$1.18M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$646K

Sector Composition

Rank Sector Weight
1 Miscellaneous 72.71%
2 Technology 7.11%
3 Consumer Staples 5.97%
4 Energy 4.57%
5 Financials 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
26
GSK
GSK
$96.4B
$1.23M 1.07%
+33,869
New +$1.2M
BX icon
27
Blackstone
BX
$96.5B
$1.22M 1.06%
11,399
-1,571
-12% -$164K
GD icon
28
General Dynamics
GD
$96.3B
$1.17M 1.02%
5,292
-435
-8% -$96.2K
DUK icon
29
Duke Energy
DUK
$93.1B
$998K 0.87%
11,311
-668
-6% -$61.2K
VIOO icon
30
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.16B
$952K 0.83%
10,896
– –
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$226B
$913K 0.79%
20,112
+24
+0.1% +$1.13K
MRK icon
32
Merck
MRK
$355B
$912K 0.79%
8,859
-707
-7% -$76.2K
SSPY icon
33
Syntax Stratified LargeCap ETF
SSPY
$129M
$903K 0.78%
13,808
– –
TBF icon
34
ProShares Short 20+ Year Treasury ETF
TBF
$119M
$811K 0.7%
+32,230
New +$751K
VTI icon
35
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$729K 0.63%
3,434
+1,660
+94% +$367K
CAG icon
36
Conagra Brands
CAG
$7.01B
$657K 0.57%
23,973
-210
-0.9% -$6.47K
NFLX icon
37
Netflix
NFLX
$322B
$655K 0.57%
17,350
– –
SHUS icon
38
Syntax Stratified US Total Market Hedged ETF
SHUS
$24.8M
$633K 0.55%
16,682
– –
PPL
39
PPL Corp
PPL
$25.6B
$623K 0.54%
26,440
-1,363
-5% -$35.2K
EPD icon
40
Enterprise Products Partners
EPD
$84B
$617K 0.54%
22,538
-1,000
-4% -$26.7K
GDX icon
41
VanEck Gold Miners ETF
GDX
$29.5B
$611K 0.53%
22,709
– –
BAX icon
42
Baxter International
BAX
$12.3B
$608K 0.53%
16,105
-1,155
-7% -$49.2K
IVW icon
43
iShares S&P 500 Growth ETF
IVW
$76.5B
$594K 0.52%
8,685
-1,289
-13% -$91.2K
NUV icon
44
Nuveen Municipal Value Fund
NUV
$1.83B
$539K 0.47%
65,263
-1,844
-3% -$15.7K
SGOV icon
45
iShares 0-3 Month Treasury Bond ETF
SGOV
$107B
$502K 0.44%
4,983
+27
+0.5% +$2.71K
VOO icon
46
Vanguard S&P 500 ETF
VOO
$1.05T
$457K 0.4%
1,163
+1
+0.1% +$409
NEM icon
47
Newmont
NEM
$134B
$407K 0.35%
11,011
– –
IVV icon
48
iShares Core S&P 500 ETF
IVV
$868B
$340K 0.3%
792
+25
+3% +$11.2K
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$79.2B
$282K 0.24%
1,491
+2
+0.1% +$398
T icon
50
AT&T
T
$179B
$211K 0.18%
14,076
– –
1
2
3

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CAM
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SPWM
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HPM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q3 2023 Portfolio in Review

As of Q3 2023, Shepherd Kaplan Krochuk held 55 positions worth $115M, down 9% from $126M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $5.74M in Q3 2023, closing 3 positions and reducing 23 holdings. Its most notable exit was Amgen, an estimated $1.18M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 74% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Shepherd Kaplan Krochuk opened a new position in JPMorgan Equity Premium Income ETF worth $2.95M.

  • Shepherd Kaplan Krochuk's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 55,137 shares worth $2.95M.
  • Shepherd Kaplan Krochuk added most to Campbell Soup in Q3 2023, an estimated $2.03M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2023 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $7.72M.
  • Shepherd Kaplan Krochuk fully exited Amgen in Q3 2023, selling an estimated $1.18M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 53% of its $115M portfolio in Q3 2023.
  • Shepherd Kaplan Krochuk opened 3 new positions and closed 3 in Q3 2023.
  • Shepherd Kaplan Krochuk's portfolio value fell 9% quarter-over-quarter to $115M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2023, filed 14 Nov 2023.