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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
Cap. Flow
-$7.6M
Cap. Flow %
-2.79%
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$5.41M
2
SMM
Salient Midstream & MLP Fund
SMM
+$349K
3
ATIP
ATI Physical Therapy, Inc.
ATIP
+$341K
4
SRV
NXG Cushing Midstream Energy Fund
SRV
+$331K
5
CRC icon
California Resources
CRC
+$327K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.63M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.33M
3
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.32M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$736K
5
PXD
Pioneer Natural Resource Co.
PXD
+$648K

Sector Composition

Rank Sector Weight
1 Energy 19.93%
2 Financials 5.61%
3 Technology 5.45%
4 Healthcare 3.53%
5 Materials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
26
Diamondback Energy
FANG
$53.5B
$2.57M 0.94%
27,135
– –
XEC
27
DELISTED
CIMAREX ENERGY CO
XEC
$2.06M 0.76%
23,604
– –
SPGI icon
28
S&P Global
SPGI
$125B
$1.96M 0.72%
4,603
-1
-0% -$433
CPB icon
29
Campbell Soup
CPB
$6.8B
$1.86M 0.68%
44,450
– –
VO icon
30
Vanguard Mid-Cap ETF
VO
$107B
$1.7M 0.63%
28,796
+76
+0.3% +$4.59K
GOOG icon
31
Alphabet (Google) Class C
GOOG
$4.07T
$1.68M 0.62%
12,600
– –
MSFT icon
32
Microsoft
MSFT
$2.92T
$1.65M 0.61%
5,854
-302
-5% -$87.9K
QCOM icon
33
Qualcomm
QCOM
$172B
$1.48M 0.54%
11,434
-799
-7% -$113K
GDX icon
34
VanEck Gold Miners ETF
GDX
$22.7B
$1.47M 0.54%
50,000
– –
UPS icon
35
United Parcel Service
UPS
$89.7B
$1.46M 0.53%
7,996
-60
-0.7% -$11.8K
GD icon
36
General Dynamics
GD
$106B
$1.43M 0.53%
7,316
-518
-7% -$101K
PRU icon
37
Prudential Financial
PRU
$43B
$1.41M 0.52%
13,443
-659
-5% -$67.9K
PPL
38
PPL Corp
PPL
$27.3B
$1.41M 0.52%
50,536
-3,033
-6% -$87.5K
IVW icon
39
iShares S&P 500 Growth ETF
IVW
$71.9B
$1.38M 0.51%
18,728
– –
TMO icon
40
Thermo Fisher Scientific
TMO
$214B
$1.38M 0.51%
2,413
– –
VOO icon
41
Vanguard S&P 500 ETF
VOO
$971B
$1.33M 0.49%
3,385
+59
+2% +$23.9K
COP icon
42
ConocoPhillips
COP
$139B
$1.26M 0.46%
18,586
-4,075
-18% -$235K
SPY icon
43
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$1.2M 0.44%
2,800
– –
VCSH icon
44
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.15M 0.42%
14,000
– –
CVE icon
45
CALL
Cenovus Energy
CVE
$51.6B
$1.13M 0.42%
112,600
-13,000
-10% -$111K
MAG
46
DELISTED
MAG Silver
MAG
$1.09M 0.4%
67,500
-1,200
-2% -$22.4K
NFLX icon
47
Netflix
NFLX
$301B
$1.06M 0.39%
17,430
+80
+0.5% +$4.4K
UCTT
48
Ultra Clean Holdings
UCTT
$3.47B
$971K 0.36%
22,800
+2,000
+10% +$94.3K
PYPL icon
49
PayPal
PYPL
$50.3B
$941K 0.35%
3,618
– –
SII
50
Sprott
SII
$2.73B
$938K 0.34%
25,500
-1,700
-6% -$62.2K
1
2
3 4 5

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review

As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

  • Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
  • Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
  • Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.