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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$119M
1-Year Est. Return
8.32%
This Fund
S&P 500
This Quarter
Est. Return
+9.98%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$132M
AUM Growth
-$4.35M
(-3.2%)
Cap. Flow
-$15.7M
Cap. Flow
% of AUM
-11.83%
Top 10 Holdings %
Top 10 Hldgs %
29.74%
Holding
176
New
16
Increased
33
Reduced
31
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$759K |
| 2 |
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
|
+$566K |
| 3 |
Merit Medical Systems
MMSI
|
+$523K |
| 4 |
Bristol-Myers Squibb
BMY
|
+$515K |
| 5 |
Gabelli Dividend & Income Trust
GDV
|
+$485K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alerian MLP ETF
AMLP
|
+$1.85M |
| 2 |
WisdomTree US LargeCap Dividend Fund
DLN
|
+$1.03M |
| 3 |
CELG
Celgene Corp
CELG
|
+$894K |
| 4 |
PEGI
Pattern Energy Group Inc. Class A
PEGI
|
+$693K |
| 5 |
Orion
OEC
|
+$631K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 17.47% |
| 2 | Energy | 13.59% |
| 3 | Healthcare | 10.88% |
| 4 | Industrials | 9.28% |
| 5 | Materials | 7.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
Orion
OEC
$400M
| $1.22M | 0.92% |
63,400
-34,900
| -36% | -$631K |
|
|
WBA
27
DELISTED
Walgreens Boots Alliance
WBA
| $1.2M | 0.91% |
20,400
-3,100
| -13% | -$179K |
|
28
Elevance Health
ELV
$83.7B
| $1.19M | 0.9% |
3,930
| – | – |
|
29
Phillips 66
PSX
$82.5B
| $1.19M | 0.9% |
10,639
| – | – |
|
30
American Airlines Group
AAL
$10.2B
| $1.16M | 0.88% |
40,500
-6,919
| -15% | -$197K |
|
31
Avis
CAR
$5.88B
| $1.14M | 0.86% |
35,200
-700
| -2% | -$21K |
|
32
Methanex
MEOH
$4.12B
| $1.13M | 0.85% |
29,160
+3,300
| +13% | +$124K |
|
33
Alphabet (Google) Class C
GOOG
$4.07T
| $1.11M | 0.84% |
16,600
| – | – |
|
|
34
Merit Medical Systems
MMSI
$4.67B
| $1.09M | 0.83% |
35,000
+18,250
| +109% | +$523K |
|
35
Vanguard Mid-Cap ETF
VO
$107B
| $1.06M | 0.8% |
23,832
+5,164
| +28% | +$222K |
|
36
United Airlines
UAL
$40.2B
| $1.06M | 0.8% |
12,029
| – | – |
|
37
Vanguard S&P 500 ETF
VOO
$971B
| $1.02M | 0.77% |
3,450
+22
| +0.6% | +$6.22K |
|
|
PVG
38
DELISTED
PRETIUM RESOURCES INC.
PVG
| $1M | 0.76% |
90,000
-1,000
| -1% | -$10.6K |
|
39
Vanguard Total World Stock ETF
VT
$76.3B
| $999K | 0.75% |
12,331
+93
| +0.8% | +$7.23K |
|
40
Fidelity National Information Services
FIS
$23.2B
| $987K | 0.75% |
7,094
| – | – |
|
41
PepsiCo
PEP
$195B
| $968K | 0.73% |
7,082
| – | – |
|
|
CPE
42
DELISTED
Callon Petroleum Company
CPE
| $938K | 0.71% |
19,411
+984
| +5% | +$40.7K |
|
43
American International
AIG
$42.9B
| $933K | 0.7% |
18,173
| – | – |
|
44
Coca-Cola
KO
$380B
| $929K | 0.7% |
16,781
| – | – |
|
45
Gilead Sciences
GILD
$167B
| $912K | 0.69% |
14,031
| – | – |
|
46
Abbott
ABT
$187B
| $826K | 0.62% |
9,509
| – | – |
|
47
Mohawk Industries
MHK
$7.14B
| $818K | 0.62% |
6,000
-300
| -5% | -$40.8K |
|
48
Travelers Companies
TRV
$82.9B
| $802K | 0.61% |
5,855
| – | – |
|
|
AIMC
49
DELISTED
Altra Industrial Motion Corp
AIMC
| $797K | 0.6% |
22,000
-1,000
| -4% | -$31.8K |
|
50
Nutrien
NTR
$33.3B
| $787K | 0.59% |
16,428
| – | – |
|
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Shepherd Kaplan Krochuk's Q4 2019 Portfolio in Review
As of Q4 2019, Shepherd Kaplan Krochuk held 176 positions worth $132M, down 3.2% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Shepherd Kaplan Krochuk withdrew a net $15.7M in Q4 2019, closing 16 positions and reducing 31 holdings. Its most notable exit was Celgene Corp, an estimated $894K position sold in full.
By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.
Against the trend, Shepherd Kaplan Krochuk opened a new position in Voya Global Equity Dividend and Premium Opportunity Fund worth $575K.
- Shepherd Kaplan Krochuk's largest Q4 2019 buy was Voya Global Equity Dividend and Premium Opportunity Fund: 92,860 shares worth $575K.
- Shepherd Kaplan Krochuk added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2019, an estimated $759K increase.
- Shepherd Kaplan Krochuk's biggest Q4 2019 reduction was Alerian MLP ETF, cutting an estimated $1.85M.
- Shepherd Kaplan Krochuk fully exited Celgene Corp in Q4 2019, selling an estimated $894K.
- Shepherd Kaplan Krochuk's ten largest holdings make up 30% of its $132M portfolio in Q4 2019.
- Shepherd Kaplan Krochuk opened 16 new positions and closed 16 in Q4 2019.
- Shepherd Kaplan Krochuk's portfolio value fell 3.2% quarter-over-quarter to $132M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2019, filed 5 Feb 2020.