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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
26
PUT
DELISTED
Express Scripts Holding Company
ESRX
$2.68M 0.56%
38,000
– –
AXP icon
27
American Express
AXP
$225B
$2.51M 0.52%
39,171
– –
CVS icon
28
PUT
CVS Health
CVS
$138B
$2.48M 0.52%
27,900
– –
CAFD
29
DELISTED
8point3 Energy Partners LP
CAFD
$2.25M 0.47%
156,546
+40,625
+35% +$643K
CLR
30
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.18M 0.45%
41,927
-32,151
-43% -$1.49M
BDSI
31
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$2.17M 0.45%
803,810
+4,238
+0.5% +$10.8K
GST
32
DELISTED
Gastar Exploration Inc.
GST
$2.09M 0.44%
2,477,674
-222,161
-8% -$208K
FANG icon
33
Diamondback Energy
FANG
$56.2B
$1.98M 0.41%
20,466
-11,134
-35% -$1.03M
CPRT icon
34
Copart
CPRT
$28.8B
$1.92M 0.4%
286,144
-25,008
-8% -$160K
TEVA icon
35
PUT
Teva Pharmaceuticals
TEVA
$40.1B
$1.91M 0.4%
41,600
– –
SPGI icon
36
S&P Global
SPGI
$123B
$1.91M 0.4%
15,065
-714
-5% -$85.8K
BIIB icon
37
PUT
Biogen
BIIB
$31.9B
$1.85M 0.38%
5,900
– –
ZBH icon
38
Zimmer Biomet
ZBH
$18.7B
$1.74M 0.36%
13,780
-292
-2% -$36.1K
DAL icon
39
Delta Air Lines
DAL
$57.6B
$1.65M 0.34%
41,963
-1,662
-4% -$62.9K
TSLA icon
40
PUT
Tesla
TSLA
$1.2T
$1.61M 0.34%
118,500
– –
CNR
41
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.57M 0.33%
107,440
+92,085
+600% +$1.49M
DVA icon
42
DaVita
DVA
$15.6B
$1.55M 0.32%
23,515
– –
AIG icon
43
American International
AIG
$42.6B
$1.54M 0.32%
25,971
– –
PEGI
44
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.54M 0.32%
68,528
+4,426
+7% +$105K
NBL
45
DELISTED
Noble Energy, Inc.
NBL
$1.54M 0.32%
42,993
-21,497
-33% -$755K
C icon
46
Citigroup
C
$216B
$1.46M 0.3%
31,000
-2,000
-6% -$91K
TVRD
47
Tvardi Therapeutics
TVRD
$23.3M
$1.35M 0.28%
4,491
-758
-14% -$164K
UNH icon
48
UnitedHealth
UNH
$386B
$1.34M 0.28%
9,610
– –
TMO icon
49
Thermo Fisher Scientific
TMO
$215B
$1.32M 0.28%
8,329
– –
PEP icon
50
PepsiCo
PEP
$198B
$1.3M 0.27%
11,973
-703
-6% -$75.8K
1
2
3 4 5

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SF
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MWM
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HPM
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.