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Shepherd Kaplan Krochuk Portfolio holdings
AUM
$126M
Turnover
7.81%
1-Year Est. Return
15.32%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$126M
AUM Growth
+$6.9M
(+5.8%)
Cap. Flow
-$1.83M
Cap. Flow % of AUM
Cap. Flow %
-1.45%
Top 10 Holdings %
Top 10 Hldgs %
50.67%
Holding
64
New
3
Increased
18
Reduced
28
Closed
2
Avg Time Held
3.5
years
Top 10 Avg Time Held
2.7
years
Top 20 Avg Time Held
3.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$2.2M |
| 2 |
IBM
IBM
|
+$1.31M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$617K |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$609K |
| 5 |
Microsoft
MSFT
|
+$592K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Campbell Soup
CPB
|
+$2.42M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$1.37M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.33M |
| 4 |
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
|
+$1.12M |
| 5 |
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
|
+$444K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 76.68% |
| 2 | Technology | 9.15% |
| 3 | Energy | 5.34% |
| 4 | Financials | 3.28% |
| 5 | Healthcare | 1.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$270M
| $1.68M | 1.33% |
193,457
+58,745
| +44% | +$527K |
2024 Q2
8 quarters
|
|
|
27
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
| $1.67M | 1.32% |
51,877
-13,577
| -21% | -$444K |
2021 Q1
21 quarters
|
|
28
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
| $1.13M | 0.9% |
14,777
+160
| +1% | +$12.3K |
2024 Q3
7 quarters
|
|
29
Syntax Stratified LargeCap ETF
SSPY
$131M
| $1.12M | 0.89% |
11,509
| – | – |
2020 Q2
24 quarters
|
|
30
iShares S&P 500 Growth ETF
IVW
$77.1B
| $1.09M | 0.87% |
7,939
| – | – |
2017 Q4
34 quarters
|
|
31
Newmont
NEM
$117B
| $1.02M | 0.81% |
10,921
| – | – |
2020 Q2
24 quarters
|
|
32
Magna International
MGA
$17.2B
| $1.01M | 0.81% |
15,434
-1,741
| -10% | -$109K |
2025 Q1
5 quarters
|
|
33
iShares Core S&P 500 ETF
IVV
$886B
| $969K | 0.77% |
1,294
| – | – |
2020 Q3
23 quarters
|
|
34
Enterprise Products Partners
EPD
$80.1B
| $828K | 0.66% |
22,538
| – | – |
2020 Q1
25 quarters
|
|
35
Vanguard S&P 500 ETF
VOO
$1.04T
| $828K | 0.66% |
1,206
| – | – |
2017 Q4
34 quarters
|
|
36
Duke Energy
DUK
$97B
| $805K | 0.64% |
6,358
-169
| -3% | -$21.3K |
2023 Q2
12 quarters
|
|
37
Gilead Sciences
GILD
$196B
| $792K | 0.63% |
6,269
-74
| -1% | -$9.8K |
2025 Q1
5 quarters
|
|
38
AbbVie
ABBV
$506B
| $761K | 0.61% |
3,026
+1,116
| +58% | +$240K |
2025 Q4
2 quarters
|
|
39
Pfizer
PFE
$170B
| $741K | 0.59% |
30,764
-1,428
| -4% | -$37.4K |
2025 Q1
5 quarters
|
|
40
Prudential Financial
PRU
$39.8B
| $704K | 0.56% |
6,520
+2,640
| +68% | +$268K |
2025 Q4
2 quarters
|
|
41
Franklin Templeton
BEN
$15.9B
| $694K | 0.55% |
20,848
-2,361
| -10% | -$70.7K |
2025 Q1
5 quarters
|
|
42
Invesco QQQ Trust
QQQ
$487B
| $689K | 0.55% |
935
+3
| +0.3% | +$2.06K |
2025 Q2
4 quarters
|
|
|
43
Microsoft
MSFT
$3.95T
| $546K | 0.43% |
+1,463
| New | +$592K |
2026 Q2
0 quarters
|
|
44
Nuveen Municipal Value Fund
NUV
$1.75B
| $537K | 0.43% |
58,291
-1,754
| -3% | -$16K |
2021 Q2
20 quarters
|
|
45
Dow Inc
DOW
$24.5B
| $537K | 0.43% |
19,631
-7,071
| -26% | -$257K |
2025 Q1
5 quarters
|
|
46
Alerian MLP ETF
AMLP
$12.8B
| $507K | 0.4% |
9,785
+223
| +2% | +$11.7K |
2022 Q4
14 quarters
|
|
47
Westwood Salient Enhanced Midstream Income ETF
MDST
$300M
| $504K | 0.4% |
17,468
-1,078
| -6% | -$31.2K |
2025 Q3
3 quarters
|
|
48
Vanguard Tax-Exempt Bond Index Fund
VTEB
$51.2B
| $497K | 0.39% |
9,827
| – | – |
2023 Q4
10 quarters
|
|
49
Vanguard Morningstar Growth ETF
VUG
$229B
| $470K | 0.37% |
5,453
-1
| -0% | -$84 |
2023 Q2
12 quarters
|
|
50
State Street SPDR S&P 500 ETF Trust
SPY
$818B
| $447K | 0.36% |
599
+2
| +0.3% | +$1.45K |
2024 Q3
7 quarters
|
|
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Shepherd Kaplan Krochuk's Q2 2026 Portfolio in Review
As of Q2 2026, Shepherd Kaplan Krochuk held 64 positions worth $126M, up 5.8% from $119M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Shepherd Kaplan Krochuk's Q2 2026 filing shows 3 new, 18 increased, 28 reduced and 2 closed positions. Its largest new stake was Microsoft: 1,463 shares worth $546K. The largest sale was Campbell Soup, an estimated $2.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, up from 76% a quarter earlier, followed by Technology and Energy.
- Shepherd Kaplan Krochuk's largest Q2 2026 buy was Microsoft: 1,463 shares worth $546K.
- Shepherd Kaplan Krochuk added most to First Trust Morningstar Dividend Leaders Index Fund in Q2 2026, an estimated $2.2M increase.
- Shepherd Kaplan Krochuk's biggest Q2 2026 reduction was iShares MSCI ACWI ETF, cutting an estimated $1.37M.
- Shepherd Kaplan Krochuk fully exited Campbell Soup in Q2 2026, selling an estimated $2.42M.
- Shepherd Kaplan Krochuk's ten largest holdings make up 51% of its $126M portfolio in Q2 2026.
- Shepherd Kaplan Krochuk opened 3 new positions and closed 2 in Q2 2026.
- Shepherd Kaplan Krochuk's portfolio value rose 5.8% quarter-over-quarter to $126M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q2 2026, filed 14 Aug 2026.