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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WILN
426
DELISTED
Wi-LAN Inc.
WILN
– –
-37,135
Closed -$94K
CHMT
427
DELISTED
Chemtura Corporation
CHMT
– –
-11,551
Closed -$305K
TPLM
428
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-537,658
Closed -$154K
IQNT
429
DELISTED
Inteliquent, Inc.
IQNT
– –
-18,434
Closed -$367K
OUTR
430
DELISTED
OUTERWALL INC
OUTR
– –
-5,620
Closed -$236K
QLGC
431
DELISTED
QLOGIC CORP
QLGC
– –
-10,601
Closed -$156K
UNTD
432
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-17,500
Closed -$193K
CYTR
433
DELISTED
CytRx Corp
CYTR
– –
-6,481
Closed -$87K
UFS
434
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-8,552
Closed -$299K
FAC
435
DELISTED
First Acceptance Corp.
FAC
– –
-29,394
Closed -$41K
NADL
436
DELISTED
North Atlantic Drilling Ltd
NADL
– –
-18,840
Closed -$127K
ACAS
437
DELISTED
American Capital Ltd
ACAS
– –
-22,849
Closed -$362K
DO
438
DELISTED
Diamond Offshore Drilling
DO
– –
-22,199
Closed -$540K
TSRI
439
DELISTED
TSR Inc. New
TSRI
– –
-18,959
Closed -$71K
CZR
440
DELISTED
Caesars Entertainment Corporation
CZR
– –
-17,285
Closed -$133K
14 15 16 17
18

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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.