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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$21.2M
Cap. Flow %
-4.41%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 64.73%
2 Miscellaneous 8.17%
3 Healthcare 6.82%
4 Financials 4.7%
5 Industrials 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
401
AT&T
T
$179B
– –
-14,004
Closed -$457K
TITN icon
402
Titan Machinery
TITN
$546M
– –
-28,225
Closed -$315K
UAN icon
403
CVR Partners
UAN
$1.44B
– –
-3,474
Closed -$284K
VIRC icon
404
Virco
VIRC
$97.7M
– –
-17,605
Closed -$77K
VLO icon
405
Valero Energy
VLO
$112B
– –
-4,868
Closed -$248K
XLY icon
406
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
– –
-16,000
Closed -$624K
MTUS icon
407
Metallus
MTUS
$797M
– –
-11,024
Closed -$106K
HYB
408
DELISTED
New America High Income Fund, Inc.
HYB
– –
-36,190
Closed -$309K
OSG
409
DELISTED
Overseas Shipholding Group Inc.
OSG
– –
-12,381
Closed -$136K
BKCC
410
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-36,232
Closed -$282K
SPPI
411
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-17,370
Closed -$114K
ALR
412
DELISTED
AlerisLife Inc
ALR
– –
-5,150
Closed -$121K
TGA
413
DELISTED
Transglobe Energy Corp
TGA
– –
-39,762
Closed -$73K
PRGX
414
DELISTED
PRGX Global, Inc.
PRGX
– –
-24,883
Closed -$130K
GV
415
DELISTED
Goldfield Corporation
GV
– –
-46,221
Closed -$152K
PRCP
416
DELISTED
Perceptron Inc
PRCP
– –
-17,500
Closed -$82K
CETV
417
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-21,000
Closed -$44K
NE
418
DELISTED
Noble Corporation
NE
– –
-26,322
Closed -$217K
SEP
419
DELISTED
Spectra Engy Parters Lp
SEP
– –
-8,493
Closed -$401K
ARII
420
DELISTED
American Railcar Industries, Inc.
ARII
– –
-6,299
Closed -$249K
JONE
421
DELISTED
Jones Energy, Inc.
JONE
– –
-1,601
Closed -$121K
ANDV
422
DELISTED
Andeavor
ANDV
– –
-3,029
Closed -$227K
BWP
423
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-27,980
Closed -$488K
STLY
424
DELISTED
Stanley Furniture Co Inc
STLY
– –
-37,436
Closed -$92K
ARIS
425
DELISTED
ARI Network Services, Inc.
ARIS
– –
-10,273
Closed -$43K
14 15 16
17
18

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CAM
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SPWM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $21.2M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 65% of assets, up from 61% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.