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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBY
401
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$234K 0.04%
18,783
-2,869
-13% -$34.8K
BBBY
402
DELISTED
Bed Bath & Beyond Inc
BBBY
$233K 0.04%
3,000
– –
KTOS icon
403
Kratos Defense & Security Solutions
KTOS
$8.23B
$232K 0.04%
+28,090
New +$212K
JGT
404
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$232K 0.04%
22,160
– –
RIOT icon
405
Riot Platforms
RIOT
$6.9B
$231K 0.04%
+14,875
New +$181K
NVS icon
406
Novartis
NVS
$302B
$230K 0.04%
3,348
– –
CMP icon
407
Compass Minerals
CMP
$1.23B
$229K 0.04%
+3,000
New +$238K
NAII icon
408
Natural Alternatives International
NAII
$13.9M
$229K 0.04%
39,900
– –
KMT icon
409
Kennametal
KMT
$2.56B
$228K 0.04%
+5,000
New +$217K
TRIP icon
410
PUT
TripAdvisor
TRIP
$1.7B
$228K 0.04%
+3,000
New +$213K
IEC
411
DELISTED
IEC Electronics Corp.
IEC
$228K 0.04%
62,000
+18,000
+41% +$64.2K
RS icon
412
Reliance Steel & Aluminium
RS
$20.6B
$227K 0.04%
3,100
– –
IPXL
413
DELISTED
Impax Laboratories, Inc.
IPXL
$224K 0.04%
10,931
– –
AIFC
414
AI Financial Corp
AIFC
$51.7M
$220K 0.04%
14,912
+6,920
+87% +$94.6K
PGTI
415
DELISTED
PGT, Inc.
PGTI
$217K 0.04%
21,841
-32,859
-60% -$331K
ATHN
416
PUT
DELISTED
Athenahealth, Inc.
ATHN
$217K 0.04%
+2,000
New +$216K
JLA
417
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$217K 0.04%
17,920
– –
N
418
PUT
DELISTED
Netsuite Inc
N
$216K 0.03%
2,000
-5,000
-71% -$494K
BWX icon
419
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$215K 0.03%
+7,372
New +$211K
CII icon
420
BlackRock Enhanced Captial and Income Fund
CII
$964M
$209K 0.03%
+16,180
New +$210K
ETV
421
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$208K 0.03%
15,890
-15,450
-49% -$205K
GRX
422
Gabelli Healthcare & Wellness Trust
GRX
$145M
$207K 0.03%
20,907
+5,227
+33% +$50.8K
CSC
423
DELISTED
Computer Sciences
CSC
$207K 0.03%
+9,492
New +$200K
XRT icon
424
PUT
State Street SPDR S&P Retail ETF
XRT
$457M
$205K 0.03%
+5,000
New +$201K
MDC
425
DELISTED
M.D.C. Holdings, Inc.
MDC
$205K 0.03%
9,493
– –
15 16
17
18 19

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.