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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGII icon
376
Digi International
DGII
$2.48B
– –
-10,901
Closed -$117K
EAD
377
Allspring Income Opportunities Fund
EAD
$372M
– –
-87,630
Closed -$692K
EXPE icon
378
Expedia Group
EXPE
$36.4B
– –
-2,872
Closed -$305K
DMC
379
Del Monte Corp
DMC
$1.39B
– –
-7,933
Closed -$432K
FRA icon
380
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
– –
-11,130
Closed -$146K
GLDD
381
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-10,500
Closed -$46K
GSIT icon
382
GSI Technology
GSIT
$209M
– –
-23,300
Closed -$97K
HIO
383
Western Asset High Income Opportunity Fund
HIO
$335M
– –
-28,120
Closed -$138K
HNRG icon
384
Hallador Energy
HNRG
$662M
– –
-22,379
Closed -$103K
HRI icon
385
Herc Holdings
HRI
$4.67B
– –
-16,223
Closed -$539K
IRDM icon
386
Iridium Communications
IRDM
$4.76B
– –
-45,698
Closed -$406K
JBL icon
387
Jabil
JBL
$30.7B
– –
-13,935
Closed -$257K
JNPR
388
DELISTED
Juniper Networks
JNPR
– –
-11,730
Closed -$264K
KLIC icon
389
Kulicke & Soffa
KLIC
$4.47B
– –
-10,396
Closed -$127K
LUMN icon
390
Lumen
LUMN
$6.36B
– –
-12,902
Closed -$374K
MCN
391
Madison Covered Call & Equity Strategy Fund
MCN
$117M
– –
-38,670
Closed -$296K
NFLX icon
392
PUT
Netflix
NFLX
$301B
– –
-25,000
Closed -$229K
NRG icon
393
NRG Energy
NRG
$26.6B
– –
-11,278
Closed -$169K
NRO
394
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
– –
-62,723
Closed -$340K
NVDA icon
395
NVIDIA
NVDA
$4.64T
– –
-194,240
Closed -$228K
OPY icon
396
Oppenheimer Holdings
OPY
$1.17B
– –
-12,000
Closed -$186K
SFL icon
397
SFL Corp
SFL
$1.6B
– –
-20,072
Closed -$296K
STAA icon
398
STAAR Surgical
STAA
$1.12B
– –
-12,500
Closed -$69K
STLA icon
399
Stellantis
STLA
$17.5B
– –
-15,653
Closed -$95K
SVRA icon
400
Savara
SVRA
$1.08B
– –
-6,415
Closed -$211K
14 15
16
17 18

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.