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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$21.2M
Cap. Flow %
-4.41%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 64.73%
2 Miscellaneous 8.17%
3 Healthcare 6.82%
4 Financials 4.7%
5 Industrials 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGII icon
376
Digi International
DGII
$2.62B
– –
-10,901
Closed -$117K
EAD
377
Allspring Income Opportunities Fund
EAD
$370M
– –
-87,630
Closed -$692K
EXPE icon
378
Expedia Group
EXPE
$33.7B
– –
-2,872
Closed -$305K
DMC
379
Del Monte Corp
DMC
$1.48B
– –
-7,933
Closed -$432K
FRA icon
380
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
– –
-11,130
Closed -$146K
GLDD
381
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-10,500
Closed -$46K
GSIT icon
382
GSI Technology
GSIT
$196M
– –
-23,300
Closed -$97K
HIO
383
Western Asset High Income Opportunity Fund
HIO
$327M
– –
-28,120
Closed -$138K
HNRG icon
384
Hallador Energy
HNRG
$723M
– –
-22,379
Closed -$103K
HRI icon
385
Herc Holdings
HRI
$4.71B
– –
-16,223
Closed -$539K
IRDM icon
386
Iridium Communications
IRDM
$5.01B
– –
-45,698
Closed -$406K
JBL icon
387
Jabil
JBL
$33.3B
– –
-13,935
Closed -$257K
JNPR
388
DELISTED
Juniper Networks
JNPR
– –
-11,730
Closed -$264K
KLIC icon
389
Kulicke & Soffa
KLIC
$4.51B
– –
-10,396
Closed -$127K
LUMN icon
390
Lumen
LUMN
$7.16B
– –
-12,902
Closed -$374K
MCN
391
Madison Covered Call & Equity Strategy Fund
MCN
$118M
– –
-38,670
Closed -$296K
NFLX icon
392
PUT
Netflix
NFLX
$322B
– –
-25,000
Closed -$229K
NRG icon
393
NRG Energy
NRG
$23.9B
– –
-11,278
Closed -$169K
NRO
394
Neuberger Real Estate Securities Income Fund Inc
NRO
$178M
– –
-62,723
Closed -$340K
NVDA icon
395
NVIDIA
NVDA
$5.27T
– –
-194,240
Closed -$228K
OPY icon
396
Oppenheimer Holdings
OPY
$1.32B
– –
-12,000
Closed -$186K
SFL icon
397
SFL Corp
SFL
$1.83B
– –
-20,072
Closed -$296K
STAA icon
398
STAAR Surgical
STAA
$1.14B
– –
-12,500
Closed -$69K
STLA icon
399
Stellantis
STLA
$15.7B
– –
-15,653
Closed -$95K
SVRA icon
400
Savara
SVRA
$1.09B
– –
-6,415
Closed -$211K
14 15
16
17 18

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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $21.2M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 65% of assets, up from 61% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.