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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+16.09%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$352M
AUM Growth
-$128M
Cap. Flow
-$161M
Cap. Flow %
-45.79%
Top 10 Hldgs %
48.54%
Holding
408
New
41
Increased
28
Reduced
202
Closed
133

Top Buys

Rank Stock Value
1
DVN icon
Devon Energy
DVN
+$4.82M
2
WFT
Weatherford International plc
WFT
+$1.19M
3
HDSN
Hudson Technologies
HDSN
+$1.13M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$536K
5
PDCO
Patterson Companies, Inc.
PDCO
+$323K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$35.8M
2
REN
Resolute Energy Corporaton
REN
+$8.29M
3
PXD
Pioneer Natural Resource Co.
PXD
+$7.62M
4
XEC
CIMAREX ENERGY CO
XEC
+$7.42M
5
CPE
Callon Petroleum Company
CPE
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 68.89%
2 Miscellaneous 7.76%
3 Healthcare 4.8%
4 Financials 4.67%
5 Industrials 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
351
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-10,120
Closed -$158K
FIF
352
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-10,460
Closed -$201K
AVTA
353
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-51,425
Closed -$576K
NXGN
354
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-37,400
Closed -$423K
AVID
355
DELISTED
Avid Technology Inc
AVID
– –
-32,500
Closed -$258K
NSL
356
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-44,050
Closed -$288K
KSPN
357
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
– –
-862
Closed -$59K
MGI
358
DELISTED
MoneyGram International, Inc. New
MGI
– –
-26,000
Closed -$185K
TA
359
DELISTED
TravelCenters of America LLC
TA
– –
-2,200
Closed -$79K
IIN
360
DELISTED
IntriCon Corporation
IIN
– –
-33,104
Closed -$192K
KRA
361
DELISTED
Kraton Corporation
KRA
– –
-16,060
Closed -$563K
NUAN
362
DELISTED
Nuance Communications, Inc.
NUAN
– –
-19,493
Closed -$245K
HRC
363
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-6,881
Closed -$426K
ADMS
364
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-12,221
Closed -$201K
CEL
365
DELISTED
Cellcom Israel, Ltd.
CEL
– –
-15,086
Closed -$113K
MVC
366
DELISTED
MVC Capital, Inc.
MVC
– –
-11,201
Closed -$93K
HTZ
367
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-10,763
Closed -$376K
NBL
368
DELISTED
Noble Energy, Inc.
NBL
– –
-42,993
Closed -$1.54M
ENT
369
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-320
Closed -$66K
ENT
370
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-780
Closed -$162K
DNR
371
DELISTED
Denbury Resources, Inc.
DNR
– –
-37,580
Closed -$121K
SAEX
372
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-500
Closed -$82K
UNT
373
DELISTED
UNIT Corporation
UNT
– –
-38,604
Closed -$718K
JCP
374
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-12,066
Closed -$111K
TTP
375
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-4,130
Closed -$350K
13 14
15
16 17

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CAM
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Shepherd Kaplan Krochuk's Q4 2016 Portfolio in Review

As of Q4 2016, Shepherd Kaplan Krochuk held 408 positions worth $352M, down 27% from $481M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $161M in Q4 2016, closing 133 positions and reducing 202 holdings. Its most notable exit was Noble Energy, Inc., an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, up from 65% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Weatherford International plc worth $1.14M.

  • Shepherd Kaplan Krochuk's largest Q4 2016 buy was Weatherford International plc: 228,228 shares worth $1.14M.
  • Shepherd Kaplan Krochuk added most to Devon Energy in Q4 2016, an estimated $4.82M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $35.8M.
  • Shepherd Kaplan Krochuk fully exited Noble Energy, Inc. in Q4 2016, selling an estimated $1.54M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $352M portfolio in Q4 2016.
  • Shepherd Kaplan Krochuk opened 41 new positions and closed 133 in Q4 2016.
  • Shepherd Kaplan Krochuk's portfolio value fell 27% quarter-over-quarter to $352M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2016, filed 10 Feb 2017.