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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$161M
AUM Growth
+$40.3M
Cap. Flow
+$29.2M
Cap. Flow %
18.13%
Top 10 Hldgs %
24.19%
Holding
280
New
64
Increased
35
Reduced
49
Closed
31

Top Buys

Rank Stock Value
1
PKB icon
Invesco Building & Construction ETF
PKB
+$4.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.64M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$2.27M
4
CPB icon
Campbell Soup
CPB
+$2.11M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$1.98M

Top Sells

Rank Stock Value
1
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
+$815K
2
TREE icon
LendingTree
TREE
+$440K
3
AXP icon
American Express
AXP
+$381K
4
TVRD
Tvardi Therapeutics
TVRD
+$335K
5
OSUR icon
OraSure Technologies
OSUR
+$323K

Sector Composition

Rank Sector Weight
1 Energy 16.39%
2 Financials 13.28%
3 Healthcare 9.45%
4 Industrials 8.47%
5 Materials 4.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPN icon
251
Aspen Aerogels
ASPN
$339M
– –
-18,000
Closed -$76K
BIIB icon
252
PUT
Biogen
BIIB
$30.9B
– –
-1,800
Closed -$564K
CROX icon
253
Crocs
CROX
$6.63B
– –
-11,000
Closed -$105K
GLMD icon
254
Galmed Pharmaceuticals
GLMD
$4.62M
– –
-102
Closed -$167K
GRPN icon
255
Groupon
GRPN
$1.03B
– –
-625
Closed -$63K
HHS icon
256
Harte-Hanks
HHS
$16.4M
– –
-2,566
Closed -$26K
IGA
257
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
– –
-11,800
Closed -$136K
IWN icon
258
PUT
iShares Russell 2000 Value ETF
IWN
$14.3B
– –
-200
Closed -$25K
MRK icon
259
Merck
MRK
$322B
– –
-4,626
Closed -$283K
NFLX icon
260
PUT
Netflix
NFLX
$307B
– –
-15,000
Closed -$272K
OSUR icon
261
OraSure Technologies
OSUR
$273M
– –
-14,350
Closed -$323K
TACT icon
262
Transact Technologies
TACT
$50.5M
– –
-18,444
Closed -$180K
TLPH icon
263
Talphera
TLPH
$68M
– –
-2,488
Closed -$229K
TNDM icon
264
Tandem Diabetes Care
TNDM
$1.27B
– –
-18,193
Closed -$133K
TREE icon
265
LendingTree
TREE
$551M
– –
-1,800
Closed -$440K
UCTT
266
Ultra Clean Holdings
UCTT
$3.12B
– –
-7,914
Closed -$242K
WYY icon
267
WidePoint Corp
WYY
$97.4M
– –
-5,019
Closed -$34K
AIFC
268
AI Financial Corp
AIFC
$51.7M
– –
-7,283
Closed -$40K
ENG
269
DELISTED
ENGlobal Corp
ENG
– –
-4,407
Closed -$45K
SCU
270
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,800
Closed -$55K
STCN
271
DELISTED
Steel Connect, Inc. Common Stock
STCN
– –
-3,922
Closed -$71K
DEX
272
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-16,700
Closed -$198K
FLXN
273
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-11,428
Closed -$276K
ALSK
274
DELISTED
Alaska Communications Systems
ALSK
– –
-49,051
Closed -$112K
SMTX
275
DELISTED
SMTC Corporation
SMTX
– –
-14,045
Closed -$18K
8 9 10
11
12

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2017 Portfolio in Review

As of Q4 2017, Shepherd Kaplan Krochuk held 280 positions worth $161M, up 33% from $121M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shepherd Kaplan Krochuk deployed $29.2M of net new capital in Q4 2017, opening 64 new positions and adding to 35 existing holdings. Its largest new stake was Invesco Building & Construction ETF: 121,517 shares worth $4.21M.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was ProShares Short VIX Short-Term Futures ETF, an estimated $815K trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2017 buy was Invesco Building & Construction ETF: 121,517 shares worth $4.21M.
  • Shepherd Kaplan Krochuk added most to iShares Russell 2000 Value ETF in Q4 2017, an estimated $2.27M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2017 reduction was ProShares Short VIX Short-Term Futures ETF, cutting an estimated $815K.
  • Shepherd Kaplan Krochuk fully exited LendingTree in Q4 2017, selling an estimated $440K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 24% of its $161M portfolio in Q4 2017.
  • Shepherd Kaplan Krochuk opened 64 new positions and closed 31 in Q4 2017.
  • Shepherd Kaplan Krochuk's portfolio value rose 33% quarter-over-quarter to $161M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2017, filed 13 Feb 2018.