We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+16.09%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$352M
AUM Growth
-$128M
Cap. Flow
-$161M
Cap. Flow %
-45.79%
Top 10 Hldgs %
48.54%
Holding
408
New
41
Increased
28
Reduced
202
Closed
133

Top Buys

Rank Stock Value
1
DVN icon
Devon Energy
DVN
+$4.82M
2
WFT
Weatherford International plc
WFT
+$1.19M
3
HDSN
Hudson Technologies
HDSN
+$1.13M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$536K
5
PDCO
Patterson Companies, Inc.
PDCO
+$323K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$35.8M
2
REN
Resolute Energy Corporaton
REN
+$8.29M
3
PXD
Pioneer Natural Resource Co.
PXD
+$7.62M
4
XEC
CIMAREX ENERGY CO
XEC
+$7.42M
5
CPE
Callon Petroleum Company
CPE
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 68.89%
2 Miscellaneous 7.76%
3 Healthcare 4.8%
4 Financials 4.67%
5 Industrials 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIFC
251
AI Financial Corp
AIFC
$83.1M
$61K 0.02%
+10,900
New +$55K
SVU
252
DELISTED
SUPERVALU Inc.
SVU
$61K 0.02%
1,854
-2,046
-52% -$67.9K
TNK icon
253
Teekay Tankers
TNK
$3.08B
$55K 0.02%
3,067
-4,121
-57% -$80.8K
INFU icon
254
InfuSystem Holdings
INFU
$240M
$54K 0.02%
+21,343
New +$48K
PHLT
255
DELISTED
Performant Healthcare Inc
PHLT
$52K 0.01%
21,971
-28,000
-56% -$89.9K
DYSL
256
DELISTED
Dynasil Corporation of America
DYSL
$52K 0.01%
40,885
-95,583
-70% -$108K
JASN
257
DELISTED
Jason Industries, Inc.
JASN
$47K 0.01%
25,944
-22,502
-46% -$41K
RLOG
258
DELISTED
Rand Logistics, Inc.
RLOG
$47K 0.01%
+57,000
New +$48.6K
RVP icon
259
Retractable Technologies
RVP
$21.9M
$44K 0.01%
+47,000
New +$95.8K
CRC
260
CALL
DELISTED
California Resources Corporation
CRC
$43K 0.01%
+2,000
New +$29.3K
PFIE
261
DELISTED
Profire Energy, Inc
PFIE
$41K 0.01%
29,405
-19,795
-40% -$25.5K
MICR
262
DELISTED
Micron Solutions, Inc.
MICR
$40K 0.01%
10,459
-10,464
-50% -$42.1K
VSTM icon
263
Verastem
VSTM
$654M
$38K 0.01%
+2,825
New +$42K
NNA
264
DELISTED
Navios Maritime Acquisition Corporation
NNA
$34K 0.01%
1,316
-3,117
-70% -$69.9K
LOV
265
DELISTED
Spark Networks SE American Depositary Shares
LOV
$29K 0.01%
+34,108
New +$42.4K
LTRX icon
266
Lantronix
LTRX
$250M
$28K 0.01%
16,748
-58,903
-78% -$91.3K
ALR
267
DELISTED
AlerisLife Inc
ALR
$28K 0.01%
+1,038
New +$27.6K
REPX icon
268
Riley Exploration Permian
REPX
$848M
$24K 0.01%
2,899
+1,060
+58% +$10.6K
KOSS icon
269
Koss Corp
KOSS
$33.1M
$23K 0.01%
+10,000
New +$24.7K
KIQ
270
DELISTED
Kelso Technologies Inc.
KIQ
$19K 0.01%
+20,000
New +$17.3K
PERF
271
DELISTED
Perfumania Holdings, Inc.
PERF
$16K ﹤0.01%
10,648
-32,064
-75% -$58.9K
STCN
272
DELISTED
Steel Connect, Inc. Common Stock
STCN
$15K ﹤0.01%
+1,071
New +$14.3K
ACCO icon
273
Acco Brands
ACCO
$396M
– –
-55,281
Closed -$533K
ACTG icon
274
Acacia Research
ACTG
$436M
– –
-19,405
Closed -$127K
ADEA icon
275
Adeia
ADEA
$2.84B
– –
-40,998
Closed -$417K
9 10
11
12 13

Similar funds

TC
Tenere Capital New York $126M AUM 42.13% 1-Year Est. Return
MCRM
Midway Capital Research & Management Chicago, Illinois $126M AUM
CAM
Clio Asset Management Charlottesville, Virginia $126M AUM 16.01% 1-Year Est. Return
SPWM
Smith Partners Wealth Management Greensboro, North Carolina $126M AUM
HPM
Heights Point Management New York $126M AUM
MPIA
Milestones Private Investment Advisors Fairport, New York $126M AUM 26.4% 1-Year Est. Return
MIA
MeadowBrook Investment Advisors Livonia, Michigan $126M AUM 25.52% 1-Year Est. Return
KC
Katamaran Capital London, United Kingdom $126M AUM 56.55% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q4 2016 Portfolio in Review

As of Q4 2016, Shepherd Kaplan Krochuk held 408 positions worth $352M, down 27% from $481M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $161M in Q4 2016, closing 133 positions and reducing 202 holdings. Its most notable exit was Noble Energy, Inc., an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, up from 65% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Weatherford International plc worth $1.14M.

  • Shepherd Kaplan Krochuk's largest Q4 2016 buy was Weatherford International plc: 228,228 shares worth $1.14M.
  • Shepherd Kaplan Krochuk added most to Devon Energy in Q4 2016, an estimated $4.82M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $35.8M.
  • Shepherd Kaplan Krochuk fully exited Noble Energy, Inc. in Q4 2016, selling an estimated $1.54M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $352M portfolio in Q4 2016.
  • Shepherd Kaplan Krochuk opened 41 new positions and closed 133 in Q4 2016.
  • Shepherd Kaplan Krochuk's portfolio value fell 27% quarter-over-quarter to $352M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2016, filed 10 Feb 2017.