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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-12.69%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$622M
AUM Growth
-$158M
Cap. Flow
-$10.1M
Cap. Flow %
-1.62%
Top 10 Hldgs %
32.07%
Holding
632
New
78
Increased
102
Reduced
143
Closed
164

Top Buys

Rank Stock Value
1
SN
Sanchez Energy Corporation
SN
+$8.52M
2
CPE
Callon Petroleum Company
CPE
+$5.99M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
XEC
CIMAREX ENERGY CO
XEC
+$4.04M
5
PVA
PENN VIRGINIA CORP
PVA
+$2.99M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$11.9M
2
KOG
KODIAK OIL & GAS CORP
KOG
+$8.59M
3
CNX icon
CNX Resources
CNX
+$4.06M
4
CSTM icon
Constellium
CSTM
+$3.05M
5
HES
Hess
HES
+$1.55M

Sector Composition

Rank Sector Weight
1 Energy 48.49%
2 Healthcare 8.48%
3 Miscellaneous 7.74%
4 Industrials 6.71%
5 Technology 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
251
Apple
AAPL
$4.85T
$368K 0.06%
13,328
-5,560
-29% -$151K
OSPN icon
252
OneSpan
OSPN
$621M
$356K 0.06%
12,626
-10,770
-46% -$267K
ISSI
253
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$356K 0.06%
21,500
-24,500
-53% -$351K
PFE icon
254
Pfizer
PFE
$158B
$349K 0.06%
11,793
– –
ALSK
255
DELISTED
Alaska Communications Systems
ALSK
$348K 0.06%
194,323
-33,900
-15% -$50.7K
NIE
256
Virtus Equity & Convertible Income Fund
NIE
$720M
$345K 0.06%
16,690
– –
KYTH
257
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$342K 0.06%
9,861
– –
RKT
258
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$342K 0.06%
+5,604
New +$304K
VWO icon
259
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$341K 0.05%
8,520
– –
OPK icon
260
PUT
Opko Health
OPK
$1.17B
$339K 0.05%
33,900
-202,000
-86% -$1.73M
TRIP icon
261
PUT
TripAdvisor
TRIP
$1.07B
$336K 0.05%
4,500
– –
XRT icon
262
PUT
State Street SPDR S&P Retail ETF
XRT
$276M
$336K 0.05%
7,000
-20,000
-74% -$898K
EFR
263
Eaton Vance Senior Floating-Rate Fund
EFR
$308M
$334K 0.05%
24,340
– –
FFA
264
First Trust Enhanced Equity Income Fund
FFA
$460M
$332K 0.05%
23,170
– –
SVT
265
DELISTED
Servotronics
SVT
$331K 0.05%
53,329
+16,200
+44% +$105K
SWKS icon
266
Skyworks Solutions
SWKS
$13.3B
$331K 0.05%
4,554
-3,820
-46% -$237K
NVS icon
267
Novartis
NVS
$261B
$330K 0.05%
3,973
– –
OCC icon
268
Optical Cable Corp
OCC
$129M
$327K 0.05%
72,250
-1,000
-1% -$4.53K
SVRA icon
269
Savara
SVRA
$1.09B
$326K 0.05%
8,313
– –
HELE icon
270
Helen of Troy
HELE
$624M
$325K 0.05%
5,000
-500
-9% -$30.8K
STJ
271
DELISTED
St Jude Medical
STJ
$325K 0.05%
+5,000
New +$322K
LTRX icon
272
Lantronix
LTRX
$245M
$322K 0.05%
170,349
+52,006
+44% +$97.4K
NRO
273
Neuberger Real Estate Securities Income Fund Inc
NRO
$178M
$313K 0.05%
62,094
– –
NXST icon
274
Nexstar Media Group
NXST
$5.21B
$311K 0.05%
6,000
– –
SPSC icon
275
SPS Commerce
SPSC
$2.98B
$311K 0.05%
11,000
– –
9 10
11
12 13

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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q4 2014 Portfolio in Review

As of Q4 2014, Shepherd Kaplan Krochuk held 632 positions worth $622M, down 20% from $780M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shepherd Kaplan Krochuk's Q4 2014 filing shows 78 new, 102 increased, 143 reduced and 164 closed positions. Its largest new stake was Flex: 374,254 shares worth $3.15M. The largest sale was EOG Resources, an estimated $11.9M.

By sector, the portfolio is most concentrated in Energy at 48% of assets, down from 55% a quarter earlier, followed by Healthcare and Miscellaneous.

  • Shepherd Kaplan Krochuk's largest Q4 2014 buy was Flex: 374,254 shares worth $3.15M.
  • Shepherd Kaplan Krochuk added most to Sanchez Energy Corporation in Q4 2014, an estimated $8.52M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2014 reduction was EOG Resources, cutting an estimated $11.9M.
  • Shepherd Kaplan Krochuk fully exited KODIAK OIL & GAS CORP in Q4 2014, selling an estimated $8.59M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 32% of its $622M portfolio in Q4 2014.
  • Shepherd Kaplan Krochuk opened 78 new positions and closed 164 in Q4 2014.
  • Shepherd Kaplan Krochuk's portfolio value fell 20% quarter-over-quarter to $622M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2014, filed 17 Feb 2015.