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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFOP
251
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$345K 0.06%
16,826
-10,668
-39% -$185K
CSIQ icon
252
PUT
Canadian Solar
CSIQ
$932M
$340K 0.05%
20,000
– –
ICPT
253
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$339K 0.05%
+4,917
New +$243K
BAX icon
254
Baxter International
BAX
$12.8B
$338K 0.05%
9,468
– –
EHC icon
255
Encompass Health
EHC
$11.3B
$338K 0.05%
12,320
+1,735
+16% +$44.5K
RLOG
256
DELISTED
Rand Logistics, Inc.
RLOG
$337K 0.05%
69,100
+13,900
+25% +$70.7K
DY icon
257
Dycom Industries
DY
$11.2B
$336K 0.05%
12,000
-1,000
-8% -$26.1K
TRN icon
258
Trinity Industries
TRN
$2.92B
$336K 0.05%
20,588
– –
NCIT
259
DELISTED
NCI, Inc.
NCIT
$335K 0.05%
59,440
+23,068
+63% +$118K
BFH icon
260
Bread Financial
BFH
$4.32B
$334K 0.05%
1,977
– –
RIG icon
261
Transocean
RIG
$5.48B
$334K 0.05%
7,510
+1,800
+32% +$85.1K
MCRI icon
262
Monarch Casino & Resort
MCRI
$2.2B
$332K 0.05%
17,508
– –
MOC
263
DELISTED
Command Security Corporation
MOC
$332K 0.05%
235,179
-27,500
-10% -$39.7K
MITL
264
DELISTED
Mitel Networks Corporation
MITL
$331K 0.05%
55,400
-13,500
-20% -$64.1K
XPRO icon
265
Expro Ltd
XPRO
$1.66B
$329K 0.05%
+1,833
New +$309K
SCTY
266
PUT
DELISTED
SolarCity Corporation
SCTY
$329K 0.05%
9,500
– –
SHBI icon
267
Shore Bancshares
SHBI
$820M
$326K 0.05%
37,055
– –
SIGM
268
DELISTED
Sigma Designs Inc
SIGM
$326K 0.05%
58,500
-1,000
-2% -$5.39K
AUDC icon
269
AudioCodes
AUDC
$239M
$323K 0.05%
+46,048
New +$260K
CNO icon
270
CNO Financial Group
CNO
$4.94B
$323K 0.05%
22,430
– –
CRL icon
271
Charles River Laboratories
CRL
$11.3B
$323K 0.05%
7,000
– –
RELL icon
272
Richardson Electronics
RELL
$244M
$323K 0.05%
28,384
– –
GAP
273
The Gap Inc
GAP
$7.3B
$322K 0.05%
8,000
– –
NXGN
274
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$322K 0.05%
14,800
-1,700
-10% -$36.3K
MGM icon
275
MGM Resorts International
MGM
$11.7B
$320K 0.05%
+15,640
New +$272K
9 10
11
12 13

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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.