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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+16.09%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$352M
AUM Growth
-$128M
Cap. Flow
-$161M
Cap. Flow %
-45.79%
Top 10 Hldgs %
48.54%
Holding
408
New
41
Increased
28
Reduced
202
Closed
133

Top Buys

Rank Stock Value
1
DVN icon
Devon Energy
DVN
+$4.82M
2
WFT
Weatherford International plc
WFT
+$1.19M
3
HDSN
Hudson Technologies
HDSN
+$1.13M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$536K
5
PDCO
Patterson Companies, Inc.
PDCO
+$323K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$35.8M
2
REN
Resolute Energy Corporaton
REN
+$8.29M
3
PXD
Pioneer Natural Resource Co.
PXD
+$7.62M
4
XEC
CIMAREX ENERGY CO
XEC
+$7.42M
5
CPE
Callon Petroleum Company
CPE
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 68.89%
2 Miscellaneous 7.76%
3 Healthcare 4.8%
4 Financials 4.67%
5 Industrials 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWP
226
abrdn Global Premier Properties Fund
AWP
$357M
$102K 0.03%
6,600
-2,290
-26% -$35.8K
GLMD icon
227
Galmed Pharmaceuticals
GLMD
$4.34M
$101K 0.03%
20
-2
-9% -$10.6K
ODP
228
DELISTED
ODP
ODP
$97K 0.03%
2,150
-5,950
-73% -$246K
AATC
229
DELISTED
Autoscope Technologies Corporation Common Stock
AATC
$96K 0.03%
25,850
-3,000
-10% -$11K
RMGN
230
DELISTED
RMG Networks Holding Corporation
RMGN
$89K 0.03%
+31,250
New +$90.7K
GSL icon
231
Global Ship Lease
GSL
$1.6B
$88K 0.03%
7,362
-234
-3% -$2.9K
AWX icon
232
Avalon Holdings
AWX
$10.4M
$87K 0.02%
29,625
-22,781
-43% -$64K
NOA
233
North American Construction
NOA
$353M
$87K 0.02%
22,631
-23,923
-51% -$79.8K
TCCO
234
DELISTED
Technical Communications Corporation
TCCO
$87K 0.02%
+35,640
New +$88.1K
AGC
235
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$87K 0.02%
14,800
-5,160
-26% -$28.9K
NAME
236
DELISTED
Rightside Group, Ltd.
NAME
$87K 0.02%
+10,500
New +$86.5K
DWSN icon
237
Dawson Geophysical
DWSN
$104M
$84K 0.02%
10,927
-13,386
-55% -$96.4K
PCOM
238
DELISTED
Points.com Inc. Common Shares
PCOM
$80K 0.02%
+10,500
New +$79.6K
DVAX
239
DELISTED
Dynavax Technologies
DVAX
$75K 0.02%
+18,975
New +$139K
BBGI icon
240
Beasley Broadcasting Group
BBGI
$36M
$73K 0.02%
592
-615
-51% -$69.1K
LITS
241
Lite Strategy Inc
LITS
$33.4M
$72K 0.02%
2,500
+1,500
+150% +$47.2K
MOC
242
DELISTED
Command Security Corporation
MOC
$72K 0.02%
+26,125
New +$70.3K
IDSA
243
DELISTED
Industrial Services of America
IDSA
$71K 0.02%
+39,558
New +$70.7K
KGC icon
244
CALL
Kinross Gold
KGC
$37.1B
$70K 0.02%
22,400
-3,600
-14% -$12.6K
WTI icon
245
W&T Offshore
WTI
$539M
$70K 0.02%
25,139
-94,416
-79% -$176K
FTEK icon
246
Fuel Tech
FTEK
$46.2M
$66K 0.02%
57,016
-65,638
-54% -$83.3K
WPM icon
247
CALL
Wheaton Precious Metals
WPM
$69.6B
$66K 0.02%
3,400
-600
-15% -$12.5K
DXYN
248
DELISTED
Dixie Group Inc
DXYN
$63K 0.02%
+17,500
New +$68.1K
CVS icon
249
CVS Health
CVS
$119B
$62K 0.02%
782
-6,054
-89% -$490K
TNDM icon
250
Tandem Diabetes Care
TNDM
$1.49B
$62K 0.02%
2,887
-675
-19% -$26K
8 9
10
11 12

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MCRM
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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q4 2016 Portfolio in Review

As of Q4 2016, Shepherd Kaplan Krochuk held 408 positions worth $352M, down 27% from $481M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $161M in Q4 2016, closing 133 positions and reducing 202 holdings. Its most notable exit was Noble Energy, Inc., an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, up from 65% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Weatherford International plc worth $1.14M.

  • Shepherd Kaplan Krochuk's largest Q4 2016 buy was Weatherford International plc: 228,228 shares worth $1.14M.
  • Shepherd Kaplan Krochuk added most to Devon Energy in Q4 2016, an estimated $4.82M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $35.8M.
  • Shepherd Kaplan Krochuk fully exited Noble Energy, Inc. in Q4 2016, selling an estimated $1.54M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $352M portfolio in Q4 2016.
  • Shepherd Kaplan Krochuk opened 41 new positions and closed 133 in Q4 2016.
  • Shepherd Kaplan Krochuk's portfolio value fell 27% quarter-over-quarter to $352M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2016, filed 10 Feb 2017.