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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSRI
226
DELISTED
Silver Standard Resources
SSRI
$236K 0.05%
19,596
– –
EMB icon
227
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$234K 0.05%
+2,000
New +$233K
MWW
228
DELISTED
Monster Worldwide Inc
MWW
$234K 0.05%
64,800
+42,800
+195% +$136K
DEX
229
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$231K 0.05%
22,820
– –
IRR
230
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$230K 0.05%
33,640
– –
HLT icon
231
Hilton Worldwide
HLT
$72.6B
$229K 0.05%
3,333
– –
INTT icon
232
inTEST
INTT
$143M
$228K 0.05%
57,088
+17,438
+44% +$67.8K
RAIL icon
233
FreightCar America
RAIL
$264M
$228K 0.05%
15,880
– –
AFCO
234
DELISTED
American Farmland Company
AFCO
$225K 0.05%
+28,500
New +$182K
SMTX
235
DELISTED
SMTC Corporation
SMTX
$216K 0.04%
156,588
-39,505
-20% -$59.4K
LIOX
236
DELISTED
Lionbridge Technologies
LIOX
$215K 0.04%
43,000
+5,000
+13% +$23.4K
GRX
237
Gabelli Healthcare & Wellness Trust
GRX
$145M
$214K 0.04%
20,540
– –
TECK icon
238
Teck Resources
TECK
$28.3B
$213K 0.04%
11,800
-234
-2% -$3.73K
WTI icon
239
W&T Offshore
WTI
$524M
$210K 0.04%
+119,555
New +$226K
DIT icon
240
AMCON Distributing
DIT
$62.2M
$207K 0.04%
3,419
– –
IEF icon
241
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$201K 0.04%
1,800
-1,450
-45% -$163K
FIF
242
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$201K 0.04%
10,460
– –
ADMS
243
DELISTED
Adamas Pharmaceuticals
ADMS
$201K 0.04%
12,221
– –
MAG
244
DELISTED
MAG Silver
MAG
$199K 0.04%
13,168
– –
SSP icon
245
E.W. Scripps
SSP
$269M
$199K 0.04%
12,500
-10,500
-46% -$175K
VTA
246
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$198K 0.04%
16,850
-9,750
-37% -$112K
ALSK
247
DELISTED
Alaska Communications Systems
ALSK
$198K 0.04%
+114,878
New +$194K
TULP
248
Bloomia Holdings
TULP
$16.1M
$197K 0.04%
11,843
+1,510
+15% +$24.1K
CHRD icon
249
Chord Energy
CHRD
$7.63B
$196K 0.04%
+17,119
New +$156K
MX icon
250
Magnachip Semiconductor
MX
$110M
$195K 0.04%
23,395
+640
+3% +$4.65K
8 9
10
11 12

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.