Shepherd Kaplan Krochuk’s Direxion Daily Small Cap Bull 3x ETF TNA Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio TNA Stock Details TNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-20,000	Closed	-$590K	–	419
2015 Q3	$590K	Sell	20,000 -10,600	-35%	-$408K	0.16%	99
2015 Q2	$1.37M	Buy	30,600 +4,800	+19%	+$217K	0.26%	66
2015 Q1	$1.16M	Sell	25,800 -200	-0.8%	-$8.19K	0.2%	86
2014 Q4	$1.05M	Sell	26,000 -21,400	-45%	-$766K	0.17%	125
2014 Q3	$1.5M	Buy	47,400 +26,000	+121%	+$947K	0.19%	83
2014 Q2	$870K	Sell	21,400 -2,000	-9%	-$71.7K	0.09%	154
2014 Q1	$914K	Buy	+23,400	New	+$896K	0.11%	153
2013 Q4	–	Sell	-26,000	Closed	-$815K	–	611
2013 Q3	$815K	Hold	26,000	–	–	0.13%	149
2013 Q2	$612K	Buy	+26,000	New	+$592K	0.12%	168

Other funds holding TNA

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Shepherd Kaplan Krochuk's TNA Position: Q1 2014 in Review

Shepherd Kaplan Krochuk sold out of Direxion Daily Small Cap Bull 3x ETF (TNA) in Q1 2014, closing a stake of 26,000 shares — an estimated $996K sold.

Shepherd Kaplan Krochuk first reported a position in TNA in Q4 2013 and held it in 1 quarter. The position peaked at $1.01M in Q4 2013. 33 funds tracked by Wall St. Rank hold TNA as of Q1 2014.

Shepherd Kaplan Krochuk reported no remaining Direxion Daily Small Cap Bull 3x ETF position as of Q1 2014 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 26,000 Direxion Daily Small Cap Bull 3x ETF shares in Q1 2014, an estimated $996K.
Shepherd Kaplan Krochuk first reported a position in Direxion Daily Small Cap Bull 3x ETF in Q4 2013 and held it in 1 quarter.
Shepherd Kaplan Krochuk's Direxion Daily Small Cap Bull 3x ETF position peaked at $1.01M in Q4 2013.
33 funds tracked by Wall St. Rank held Direxion Daily Small Cap Bull 3x ETF as of Q1 2014.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2014, filed 15 May 2014.