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Direxion Daily Small Cap Bull 3x ETF

38 hedge funds and large institutions have $70.9M invested in Direxion Daily Small Cap Bull 3x ETF in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more funds holding

Funds holding: 3738 (+1)

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

13.62% less ownership

Funds ownership: 28.11%14.48% (-14%)

45% less capital invested

Capital invested by funds: $130M → $70.9M (-$58.8M)

47% less call options, than puts

Call options by funds: $131M | Put options by funds: $250M

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
7
Reduced
14
Closed
13
Calls
$131M
Puts
$250M
Net Calls
-$118M
Net Calls Change
-$10.8M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$17.4M -$10.2M -280,858 -34%
CA
2
Commerzbank Aktiengesellschaft
Germany
$10.3M -$376K -10,330 -3%
VKH
3
Virtu KCG Holdings
New York
$6.3M +$123K +3,376 +2%
SG Americas Securities
4
SG Americas Securities
New York
$6.2M +$6.57M +180,472 +1,184%
Morgan Stanley
5
Morgan Stanley
New York
$5.2M +$1.13M +31,102 +23%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.01M -$11.2M -306,654 -76%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$2.56M -$332K -9,122 -10%
Barclays
8
Barclays
United Kingdom
$2.48M +$2.87M +78,896 New
ABI
9
Adamant Biomedical Investments
Switzerland
$1.9M +$2.19M +60,000 New
Citadel Advisors
10
Citadel Advisors
Florida
$1.52M -$228K -6,248 -11%
Goldman Sachs
11
Goldman Sachs
New York
$1.38M -$10.9M -299,738 -87%
CHAM
12
Clear Harbor Asset Management
Connecticut
$1.27M +$1.46M +40,000 New
ACI
13
Alpha Cubed Investments
California
$1.02M -$1.11M -30,556 -49%
HCM
14
Hollencrest Capital Management
California
$1.01M +$1.17M +32,000 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.01M -$177K -4,870 -13%
Franklin Resources
16
Franklin Resources
California
$989K
WAM
17
Wolverine Asset Management
Illinois
$982K +$1.13M +31,000 New
JT
18
Jump Trading
Illinois
$747K -$2.32M -63,680 -73%
PCM
19
Potomac Capital Management
New York
$665K +$1.04M +28,600 New
QC
20
QCM Cayman
Texas
$648K +$5.54K +152 +0.7%
Jane Street
21
Jane Street
New York
$622K +$111K +3,040 +18%
EWA
22
Exencial Wealth Advisors
Oklahoma
$480K +$345K +9,460 +166%
AGM
23
Alpine Global Management
New York
$412K +$474K +13,000 New
Millennium Management
24
Millennium Management
New York
$379K +$5.17K +142 +1%
MAP
25
Managed Asset Portfolios
Michigan
$317K +$364K +10,000 New

TNA Hedge Fund Activity: Q3 2014 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Small Cap Bull 3x ETF (TNA) for Q3 2014, worth a combined $70.9M — down 45% from $130M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TNA positions and 13 closed out — a net gain of 1 holder — while 7 added to existing stakes and 14 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $6.57M. The largest seller was Susquehanna International Group, cutting an estimated $11.2M.

  • 38 institutional investors held Direxion Daily Small Cap Bull 3x ETF (TNA) as of Q3 2014, up from 37 in Q2 2014.
  • Funds reported $70.9M of Direxion Daily Small Cap Bull 3x ETF stock for Q3 2014, down 45% quarter-over-quarter.
  • 14 funds opened new Direxion Daily Small Cap Bull 3x ETF positions in Q3 2014 and 13 closed out, a net change of +1 holder.
  • The largest Direxion Daily Small Cap Bull 3x ETF buyer in Q3 2014 was SG Americas Securities, an estimated $6.57M added.
  • The largest Direxion Daily Small Cap Bull 3x ETF seller in Q3 2014 was Susquehanna International Group, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.