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Direxion Daily Small Cap Bull 3x ETF

33 hedge funds and large institutions have $118M invested in Direxion Daily Small Cap Bull 3x ETF in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

9.45% less ownership

Funds ownership: 41.83%32.38% (-9.4%)

11% less funds holding

Funds holding: 3733 (-4)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

37% less capital invested

Capital invested by funds: $187M → $118M (-$68.9M)

42% less call options, than puts

Call options by funds: $262M | Put options by funds: $451M

Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.95%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
8
Increased
12
Reduced
11
Closed
12
Calls
$262M
Puts
$451M
Net Calls
-$189M
Net Calls Change
-$55.4M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$23.5M -$3.76M -98,182 -14%
Goldman Sachs
2
Goldman Sachs
New York
$21.2M -$33.6M -878,722 -62%
CA
3
Commerzbank Aktiengesellschaft
Germany
$13.2M +$2.21M +57,630 +20%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.1M +$1.8M +47,038 +20%
TH
5
Timber Hill
Connecticut
$9.01M +$4.84M +126,464 +121%
Morgan Stanley
6
Morgan Stanley
New York
$7.88M -$2.61M -68,056 -25%
WAM
7
Wolverine Asset Management
Illinois
$5.51M +$1.56M +40,800 +41%
Deutsche Bank
8
Deutsche Bank
Germany
$3.37M
Barclays
9
Barclays
United Kingdom
$3.15M -$7.51M -196,238 -71%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.03M -$342K -8,926 -10%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$2.57M +$946K +24,718 +50%
VKH
12
Virtu KCG Holdings
New York
$2.49M -$3.98M -103,982 -62%
PSW
13
Portfolio Strategies (Washington)
Washington
$2.28M +$1.81M +47,184 +421%
PCM
14
Prelude Capital Management
New York
$1.19M -$363K -9,474 -24%
JT
15
Jump Trading
Illinois
$1.05M +$1.03M +26,838 New
Bank of America
16
Bank of America
North Carolina
$966K +$901K +23,526 +1,938%
VF
17
Virtu Financial
New York
$847K +$830K +21,686 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$839K -$207K -5,402 -20%
JP Morgan Chase
19
JP Morgan Chase
New York
$818K +$802K +20,944 New
QC
20
QCM Cayman
Texas
$748K +$733K +19,152 New
CT
21
CMT Trading
Illinois
$579K +$568K +14,824 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$571K -$181K -4,724 -24%
ACP
23
Aviance Capital Partners
Florida
$468K +$2.3M +60,000 New
TRCT
24
Tower Research Capital (TRC)
New York
$388K +$362K +9,456 +1,978%
U
25
UBS
Switzerland
$375K +$221K +5,762 +150%

TNA Hedge Fund Activity: Q1 2014 in Review

33 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Small Cap Bull 3x ETF (TNA) for Q1 2014, worth a combined $118M — down 37% from $187M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of TNA and 8 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 12 added.

The largest buyer was Timber Hill, adding an estimated $4.84M. The largest seller was Goldman Sachs, cutting an estimated $33.6M.

  • 33 institutional investors held Direxion Daily Small Cap Bull 3x ETF (TNA) as of Q1 2014, down from 37 in Q4 2013.
  • Funds reported $118M of Direxion Daily Small Cap Bull 3x ETF stock for Q1 2014, down 37% quarter-over-quarter.
  • 8 funds opened new Direxion Daily Small Cap Bull 3x ETF positions in Q1 2014 and 12 closed out, a net change of -4 holders.
  • The largest Direxion Daily Small Cap Bull 3x ETF buyer in Q1 2014 was Timber Hill, an estimated $4.84M added.
  • The largest Direxion Daily Small Cap Bull 3x ETF seller in Q1 2014 was Goldman Sachs, an estimated $33.6M sold.

Based on aggregated 13F filings for Q1 2014.