Shepherd Kaplan Krochuk’s Rio Tinto RIO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-14,000	Closed	-$473K	–	393
2015 Q3	$473K	Hold	14,000	–	–	0.13%	120
2015 Q2	$577K	Hold	14,000	–	–	0.11%	150
2015 Q1	$580K	Hold	14,000	–	–	0.1%	148
2014 Q4	$645K	Hold	14,000	–	–	0.1%	176
2014 Q3	$689K	Sell	14,000 -14,000	-50%	-$689K	0.09%	159
2014 Q2	$1.52M	Hold	28,000	–	–	0.16%	89
2014 Q1	$1.56M	Hold	28,000	–	–	0.18%	89
2013 Q4	$1.58M	Sell	28,000 -900	-3%	-$50.8K	0.2%	84
2013 Q3	$1.41M	Hold	28,900	–	–	0.23%	86
2013 Q2	$1.19M	Buy	+28,900	New	+$1.19M	0.23%	97