Shepherd Kaplan Krochuk’s Rio Tinto RIO Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-14,000	Closed	-$473K	–	412
2015 Q3	$473K	Hold	14,000	–	–	0.13%	125
2015 Q2	$577K	Hold	14,000	–	–	0.11%	155
2015 Q1	$580K	Hold	14,000	–	–	0.1%	153
2014 Q4	$645K	Hold	14,000	–	–	0.1%	183
2014 Q3	$689K	Sell	14,000 -14,000	-50%	-$773K	0.09%	168
2014 Q2	$1.52M	Hold	28,000	–	–	0.16%	93
2014 Q1	$1.56M	Hold	28,000	–	–	0.18%	92
2013 Q4	$1.58M	Sell	28,000 -900	-3%	-$46.8K	0.2%	84
2013 Q3	$1.41M	Hold	28,900	–	–	0.23%	87
2013 Q2	$1.19M	Buy	+28,900	New	+$1.29M	0.23%	97

Other funds holding RIO

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Shepherd Kaplan Krochuk's RIO Position: Q4 2015 in Review

Shepherd Kaplan Krochuk sold out of Rio Tinto (RIO) in Q4 2015, closing a stake of 14,000 shares — an estimated $473K sold.

Shepherd Kaplan Krochuk first reported a position in RIO in Q2 2013 and held it in 10 quarters. The position peaked at $1.58M in Q4 2013. 256 funds tracked by Wall St. Rank hold RIO as of Q4 2015.

Shepherd Kaplan Krochuk reported no remaining Rio Tinto position as of Q4 2015 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 14,000 Rio Tinto shares in Q4 2015, an estimated $473K.
Shepherd Kaplan Krochuk first reported a position in Rio Tinto in Q2 2013 and held it in 10 quarters.
Shepherd Kaplan Krochuk's Rio Tinto position peaked at $1.58M in Q4 2013.
256 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2015.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2015, filed 16 Feb 2016.