Shepherd Kaplan Krochuk’s Rio Tinto RIO Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-14,000	Closed	-$473K	–	422
2015 Q3	$473K	Hold	14,000	–	–	0.13%	125
2015 Q2	$577K	Hold	14,000	–	–	0.11%	155
2015 Q1	$580K	Hold	14,000	–	–	0.11%	153
2014 Q4	$645K	Hold	14,000	–	–	0.11%	183
2014 Q3	$689K	Sell	14,000 -14,000	-50%	-$773K	0.09%	168
2014 Q2	$1.52M	Hold	28,000	–	–	0.16%	93
2014 Q1	$1.56M	Hold	28,000	–	–	0.18%	92
2013 Q4	$1.58M	Sell	28,000 -900	-3%	-$46.8K	0.2%	84
2013 Q3	$1.41M	Hold	28,900	–	–	0.24%	87
2013 Q2	$1.19M	Buy	+28,900	New	+$1.29M	0.24%	97

Other funds holding RIO

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

EARNEST Partners

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $157B AUM 32.99% 1-Year Est. Return

Allianz Asset Management

Allianz Asset Management Munich, Germany $86.6B AUM 38.74% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Barclays London, United Kingdom $280B AUM 33.63% 1-Year Est. Return