Scotia Capital’s iShares Morningstar Mid-Cap ETF IMCB Stock Holding History

Scotia Capital’s Portfolio IMCB Stock Details IMCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-26,800	Closed	-$963K	–	774
2015 Q4	$963K	Hold	26,800	–	–	0.02%	422
2015 Q3	$924K	Sell	26,800 -1,888	-7%	-$69.5K	0.02%	413
2015 Q2	$1.08M	Buy	+28,688	New	+$1.11M	0.02%	384

Other funds holding IMCB

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Scotia Capital's IMCB Position: Q1 2016 in Review

Scotia Capital sold out of iShares Morningstar Mid-Cap ETF (IMCB) in Q1 2016, closing a stake of 26,800 shares — an estimated $963K sold.

Scotia Capital first reported a position in IMCB in Q2 2015 and held it in 3 quarters. The position peaked at $1.08M in Q2 2015. 70 funds tracked by Wall St. Rank hold IMCB as of Q1 2016.

Scotia Capital reported no remaining iShares Morningstar Mid-Cap ETF position as of Q1 2016 after selling out during the quarter.
Scotia Capital sold 26,800 iShares Morningstar Mid-Cap ETF shares in Q1 2016, an estimated $963K.
Scotia Capital first reported a position in iShares Morningstar Mid-Cap ETF in Q2 2015 and held it in 3 quarters.
Scotia Capital's iShares Morningstar Mid-Cap ETF position peaked at $1.08M in Q2 2015.
70 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap ETF as of Q1 2016.

Based on Scotia Capital's 13F filing for Q1 2016, filed 12 May 2016.