Scotia Capital’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Scotia Capital’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-23,449	Closed	-$506K	–	726
2018 Q2	$506K	Hold	23,449	–	–	0.01%	500
2018 Q1	$506K	Buy	23,449 +7,800	+50%	+$169K	0.01%	515
2017 Q4	$347K	Buy	15,649 +2,100	+15%	+$47.9K	﹤0.01%	600
2017 Q3	$326K	Buy	13,549 +200	+1%	+$4.92K	﹤0.01%	591
2017 Q2	$337K	Hold	13,349	–	–	0.01%	543
2017 Q1	$319K	Buy	13,349 +1,100	+9%	+$25.8K	0.01%	589
2016 Q4	$283K	Buy	12,249 +1,300	+12%	+$30.9K	﹤0.01%	673
2016 Q3	$281K	Hold	10,949	–	–	0.01%	671
2016 Q2	$293K	Hold	10,949	–	–	0.01%	597
2016 Q1	$291K	Sell	10,949 -3,194	-23%	-$82.4K	0.01%	561
2015 Q4	$352K	Hold	14,143	–	–	0.01%	643
2015 Q3	$352K	Hold	14,143	–	–	0.01%	619
2015 Q2	$323K	Buy	+14,143	New	+$345K	0.01%	610

Other funds holding DBL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

VHAM

Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

Scotia Capital's DBL Position: Q3 2018 in Review

Scotia Capital sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q3 2018, closing a stake of 23,449 shares — an estimated $506K sold.

Scotia Capital first reported a position in DBL in Q2 2015 and held it in 13 quarters. The position peaked at $506K in Q2 2018. 57 funds tracked by Wall St. Rank hold DBL as of Q3 2018.

Scotia Capital reported no remaining DoubleLine Opportunistic Credit Fund position as of Q3 2018 after selling out during the quarter.
Scotia Capital sold 23,449 DoubleLine Opportunistic Credit Fund shares in Q3 2018, an estimated $506K.
Scotia Capital first reported a position in DoubleLine Opportunistic Credit Fund in Q2 2015 and held it in 13 quarters.
Scotia Capital's DoubleLine Opportunistic Credit Fund position peaked at $506K in Q2 2018.
57 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q3 2018.

Based on Scotia Capital's 13F filing for Q3 2018, filed 14 Nov 2018.