Scotia Capital’s ASA Gold and Precious Metals ASA Stock Holding History

Scotia Capital’s Portfolio ASA Stock Details ASA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-14,000	Closed	-$187K	–	571
2014 Q1	$187K	Buy	14,000 +2,000	+17%	+$27.4K	﹤0.01%	530
2013 Q4	$148K	Hold	12,000	–	–	﹤0.01%	515
2013 Q3	$160K	Buy	+12,000	New	+$163K	﹤0.01%	461

Other funds holding ASA

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

WS Management Jacksonville, Florida $1.14B AUM 139.27% 1-Year Est. Return

VDBMI

Van Den Berg Management I Austin, Texas $473M AUM 63.76% 1-Year Est. Return

McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return

SCM

Summit Capital Management Seattle, Washington $221M AUM 4.14% 1-Year Est. Return

Bennicas & Associates Portola Valley, California $173M AUM 1.55% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Scotia Capital's ASA Position: Q2 2014 in Review

Scotia Capital sold out of ASA Gold and Precious Metals (ASA) in Q2 2014, closing a stake of 14,000 shares — an estimated $187K sold.

Scotia Capital first reported a position in ASA in Q3 2013 and held it in 3 quarters. The position peaked at $187K in Q1 2014. 44 funds tracked by Wall St. Rank hold ASA as of Q2 2014.

Scotia Capital reported no remaining ASA Gold and Precious Metals position as of Q2 2014 after selling out during the quarter.
Scotia Capital sold 14,000 ASA Gold and Precious Metals shares in Q2 2014, an estimated $187K.
Scotia Capital first reported a position in ASA Gold and Precious Metals in Q3 2013 and held it in 3 quarters.
Scotia Capital's ASA Gold and Precious Metals position peaked at $187K in Q1 2014.
44 funds tracked by Wall St. Rank held ASA Gold and Precious Metals as of Q2 2014.

Based on Scotia Capital's 13F filing for Q2 2014, filed 14 Aug 2014.