Salient Capital Advisors’s Rockwell Automation ROK Stock Holding History

Salient Capital Advisors’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,244	Closed	-$837K	–	273
2015 Q3	$837K	Sell	8,244 -1,580	-16%	-$179K	0.02%	140
2015 Q2	$1.22M	Sell	9,824 -1,828	-16%	-$220K	0.02%	137
2015 Q1	$1.35M	Sell	11,652 -387	-3%	-$43.5K	0.03%	121
2014 Q4	$1.34M	Buy	12,039 +1,642	+16%	+$180K	0.03%	134
2014 Q3	$1.14M	Buy	10,397 +1,976	+23%	+$232K	0.02%	147
2014 Q2	$1.05M	Buy	8,421 +1,217	+17%	+$150K	0.02%	141
2014 Q1	$897K	Buy	+7,204	New	+$855K	0.02%	141

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Salient Capital Advisors's ROK Position: Q4 2015 in Review

Salient Capital Advisors sold out of Rockwell Automation (ROK) in Q4 2015, closing a stake of 8,244 shares — an estimated $837K sold.

Salient Capital Advisors first reported a position in ROK in Q1 2014 and held it in 7 quarters. The position peaked at $1.35M in Q1 2015. 600 funds tracked by Wall St. Rank hold ROK as of Q4 2015.

Salient Capital Advisors reported no remaining Rockwell Automation position as of Q4 2015 after selling out during the quarter.
Salient Capital Advisors sold 8,244 Rockwell Automation shares in Q4 2015, an estimated $837K.
Salient Capital Advisors first reported a position in Rockwell Automation in Q1 2014 and held it in 7 quarters.
Salient Capital Advisors's Rockwell Automation position peaked at $1.35M in Q1 2015.
600 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2015.

Based on Salient Capital Advisors's 13F filing for Q4 2015, filed 11 Feb 2016.