Saiers Capital’s Rio Tinto RIO Stock Holding History

Saiers Capital’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-150,000	Closed	-$15K	–	265
2014 Q2	$15K	Sell	150,000 -310,000	-67%	-$16.8M	﹤0.01%	204
2014 Q1	$161K	Sell	460,000 -270,000	-37%	-$14.7M	0.05%	129
2013 Q4	$263K	Buy	730,000 +480,000	+192%	+$25M	0.02%	177
2013 Q3	$175K	Buy	+250,000	New	+$11.7M	0.03%	224

Other funds holding RIO

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Saiers Capital's RIO Position: Q3 2014 in Review

Saiers Capital sold out of Rio Tinto (RIO) in Q3 2014, closing a stake of 8,100 shares — an estimated $440K sold.

Saiers Capital first reported a position in RIO in Q3 2013 and held it in 2 quarters. The position peaked at $1.36M in Q3 2013. 309 funds tracked by Wall St. Rank hold RIO as of Q3 2014.

Saiers Capital reported no remaining Rio Tinto position as of Q3 2014 after selling out during the quarter.
Saiers Capital sold 8,100 Rio Tinto shares in Q3 2014, an estimated $440K.
Saiers Capital first reported a position in Rio Tinto in Q3 2013 and held it in 2 quarters.
Saiers Capital's Rio Tinto position peaked at $1.36M in Q3 2013.
309 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2014.

Based on Saiers Capital's 13F filing for Q3 2014, filed 10 Nov 2014.