Royce & Associates’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

Royce & Associates’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,450	Closed	-$363K	–	1378
2014 Q3	$363K	Hold	6,450	–	–	﹤0.01%	1241
2014 Q2	$392K	Sell	6,450 -1,750	-21%	-$111K	﹤0.01%	1253
2014 Q1	$554K	Hold	8,200	–	–	﹤0.01%	1216
2013 Q4	$649K	Hold	8,200	–	–	﹤0.01%	1217
2013 Q3	$617K	Hold	8,200	–	–	﹤0.01%	1225
2013 Q2	$594K	Buy	+8,200	New	+$534K	﹤0.01%	1219

Other funds holding TBT

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Royce & Associates's TBT Position: Q4 2014 in Review

Royce & Associates sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q4 2014, closing a stake of 6,450 shares — an estimated $363K sold.

Royce & Associates first reported a position in TBT in Q2 2013 and held it in 6 quarters. The position peaked at $649K in Q4 2013. 153 funds tracked by Wall St. Rank hold TBT as of Q4 2014.

Royce & Associates reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q4 2014 after selling out during the quarter.
Royce & Associates sold 6,450 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q4 2014, an estimated $363K.
Royce & Associates first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q2 2013 and held it in 6 quarters.
Royce & Associates's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $649K in Q4 2013.
153 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q4 2014.

Based on Royce & Associates's 13F filing for Q4 2014, filed 9 Feb 2015.