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Rothschild Investment LLC’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Rothschild Investment LLC’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-4,940
Closed -$210K – 506
2014
Q3 		$210K Buy
+4,940
New +$214K 0.03% 445

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rothschild Investment LLC's FTA Position: Q4 2014 in Review

Rothschild Investment LLC sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2014, closing a stake of 4,940 shares — an estimated $210K sold.

Rothschild Investment LLC first reported a position in FTA in Q3 2014 and held it in 1 quarter. The position peaked at $210K in Q3 2014. 75 funds tracked by Wall St. Rank hold FTA as of Q4 2014.

  • Rothschild Investment LLC reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
  • Rothschild Investment LLC sold 4,940 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2014, an estimated $210K.
  • Rothschild Investment LLC first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2014 and held it in 1 quarter.
  • Rothschild Investment LLC's First Trust Large Cap Value AlphaDEX Fund position peaked at $210K in Q3 2014.
  • 75 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2014.

Based on Rothschild Investment LLC's 13F filing for Q4 2014, filed 22 Jan 2015.