Rothschild Investment LLC’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,940	Closed	-$210K	–	506
2014 Q3	$210K	Buy	+4,940	New	+$210K	0.03%	445