Rotella Capital Management’s Invesco QQQ Trust QQQ Stock Holding History

Rotella Capital Management’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-8,800	Closed	-$909K	–	587
2014 Q4	$909K	Sell	8,800 -1,500	-15%	-$152K	0.79%	29
2014 Q3	$1.02M	Sell	10,300 -4,600	-31%	-$448K	1.07%	21
2014 Q2	$1.4M	Sell	14,900 -26,600	-64%	-$2.37M	1.18%	16
2014 Q1	$3.64M	Buy	41,500 +10,100	+32%	+$892K	4.45%	6
2013 Q4	$2.76M	Buy	31,400 +11,300	+56%	+$942K	5.46%	2
2013 Q3	$1.58M	Sell	20,100 -25,500	-56%	-$1.94M	2.95%	7
2013 Q2	$3.25M	Buy	+45,600	New	+$3.26M	10.33%	1

Other funds holding QQQ

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Rotella Capital Management's QQQ Position: Q1 2015 in Review

Rotella Capital Management sold out of Invesco QQQ Trust (QQQ) in Q1 2015, closing a stake of 8,800 shares — an estimated $909K sold.

Rotella Capital Management first reported a position in QQQ in Q2 2013 and held it in 7 quarters. The position peaked at $3.64M in Q1 2014. 649 funds tracked by Wall St. Rank hold QQQ as of Q1 2015.

Rotella Capital Management reported no remaining Invesco QQQ Trust position as of Q1 2015 after selling out during the quarter.
Rotella Capital Management sold 8,800 Invesco QQQ Trust shares in Q1 2015, an estimated $909K.
Rotella Capital Management first reported a position in Invesco QQQ Trust in Q2 2013 and held it in 7 quarters.
Rotella Capital Management's Invesco QQQ Trust position peaked at $3.64M in Q1 2014.
649 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q1 2015.

Based on Rotella Capital Management's 13F filing for Q1 2015, filed 4 May 2015.