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Rossby Financial’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Rossby Financial’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,673
Closed -$67.5K – 1875
2025
Q3 		$67.5K Buy
2,673
+213
+9% +$5.32K 0.02% 473
2025
Q2 		$61.2K Hold
2,460
– – 0.02% 456
2025
Q1 		$60.6K Buy
+2,460
New +$60.9K 0.03% 441

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Rossby Financial's UCON Position: Q4 2025 in Review

Rossby Financial sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2025, closing a stake of 2,673 shares — an estimated $67.5K sold.

Rossby Financial first reported a position in UCON in Q1 2025 and held it in 3 quarters. The position peaked at $67.5K in Q3 2025. 283 funds tracked by Wall St. Rank hold UCON as of Q4 2025.

  • Rossby Financial reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2025 after selling out during the quarter.
  • Rossby Financial sold 2,673 First Trust Smith Unconstrained Bond ETF shares in Q4 2025, an estimated $67.5K.
  • Rossby Financial first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2025 and held it in 3 quarters.
  • Rossby Financial's First Trust Smith Unconstrained Bond ETF position peaked at $67.5K in Q3 2025.
  • 283 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2025.

Based on Rossby Financial's 13F filing for Q4 2025, filed 12 Feb 2026.