Rossby Financial
CGMM icon

Rossby Financial’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Rossby Financial’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$41.2K Buy
1,330
+183
+16% +$5.92K 0.01% 988
2026
Q2 		$37.8K Buy
1,147
+365
+47% +$11.5K 0.01% 786
2026
Q1 		$23.1K Buy
782
+563
+257% +$17.1K ﹤0.01% 954
2025
Q4 		$6.32K Buy
+219
New +$6.23K ﹤0.01% 1049

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Merit Financial Group
Merit Financial Group Alpharetta, Georgia $17.9B AUM 18.85% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return
Kestra Advisory Services
Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return
Kestra Investment Management
Kestra Investment Management Austin, Texas $5.27B AUM 11.83% 1-Year Est. Return
Ergawealth Advisors
Ergawealth Advisors Oak Brook, Illinois $253M AUM 8.74% 1-Year Est. Return
Valmark Advisers
Valmark Advisers Akron, Ohio $9.7B AUM 10.44% 1-Year Est. Return
Main Line Retirement Advisors
Main Line Retirement Advisors Whitefish, Montana $228M AUM 9.03% 1-Year Est. Return

Rossby Financial's CGMM Position: Q3 2026 in Review

Rossby Financial increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 16% in Q3 2026, buying an estimated $5.92K and bringing the position to 1,330 shares worth $41.2K. The position accounts for 0.01% of the portfolio, ranked #988.

Rossby Financial first reported a position in CGMM in Q4 2025 and has held it in 4 quarters since. 139 funds tracked by Wall St. Rank hold CGMM as of Q3 2026.

  • Rossby Financial held 1,330 shares of Capital Group U.S. Small and Mid Cap ETF worth $41.2K as of Q3 2026.
  • Rossby Financial bought 183 Capital Group U.S. Small and Mid Cap ETF shares in Q3 2026, an estimated $5.92K.
  • Capital Group U.S. Small and Mid Cap ETF made up 0.01% of Rossby Financial's portfolio in Q3 2026, its #988 holding.
  • Rossby Financial first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q4 2025 and has held it in 4 quarters since.
  • 139 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q3 2026.

Based on Rossby Financial's 13F filing for Q3 2026, filed 5 Nov 2026.