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RFA

ROI Financial Advisors Portfolio holdings

AUM $167M
1-Year Est. Return 33.39%
This Fund
S&P 500
This Quarter Est. Return
+6.6%
1 Year Est. Return
+33.39%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$6.62M
Cap. Flow
-$1.06M
Cap. Flow %
-0.61%
Top 10 Hldgs %
53.17%
Holding
69
New
2
Increased
38
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$237K
2
GLD icon
SPDR Gold Trust
GLD
+$227K
3
SLV icon
iShares Silver Trust
SLV
+$216K
4
MSFT icon
Microsoft
MSFT
+$196K
5
WMT icon
Walmart Inc
WMT
+$185K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$738K
2
AVGO icon
Broadcom
AVGO
+$632K
3
LLY icon
Eli Lilly
LLY
+$528K
4
PG icon
Procter & Gamble
PG
+$351K
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$343K

Sector Composition

Rank Sector Weight
1 Technology 36.87%
2 Financials 11.33%
3 Consumer Staples 11.24%
4 Consumer Discretionary 8.4%
5 Communication Services 8.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$4.6T
$12M 6.9%
64,407
-3,964
-6% -$738K
GOOGL icon
2
Alphabet (Google) Class A
GOOGL
$4.12T
$11.1M 6.38%
35,477
-1,202
-3% -$343K
AVGO icon
3
Broadcom
AVGO
$1.76T
$11.1M 6.36%
31,994
-1,767
-5% -$632K
LLY icon
4
Eli Lilly
LLY
$1.08T
$10.8M 6.2%
10,053
-552
-5% -$528K
AAPL icon
5
Apple
AAPL
$4.97T
$10.5M 6.03%
38,632
-267
-0.7% -$71.7K
TSM icon
6
TSMC
TSM
$1.94T
$8.02M 4.61%
26,393
-213
-0.8% -$62.5K
MSFT icon
7
Microsoft
MSFT
$2.9T
$7.66M 4.4%
15,848
+392
+3% +$196K
COST icon
8
Costco
COST
$432B
$7.55M 4.33%
8,753
+25
+0.3% +$22.7K
AMZN icon
9
Amazon
AMZN
$2.44T
$7.4M 4.25%
32,053
+648
+2% +$148K
GLD icon
10
SPDR Gold Trust
GLD
$131B
$6.45M 3.7%
16,267
+594
+4% +$227K
V icon
11
Visa
V
$701B
$6.26M 3.59%
17,838
+113
+0.6% +$38.5K
WMT icon
12
Walmart Inc
WMT
$909B
$6.2M 3.56%
55,682
+1,720
+3% +$185K
MA icon
13
Mastercard
MA
$498B
$6.01M 3.45%
10,523
+85
+0.8% +$47.5K
PANW icon
14
Palo Alto Networks
PANW
$256B
$5.01M 2.88%
27,221
-207
-0.8% -$41.8K
SLV icon
15
iShares Silver Trust
SLV
$27.7B
$4.77M 2.74%
73,969
+4,313
+6% +$216K
HD icon
16
Home Depot
HD
$337B
$4.58M 2.63%
13,305
-229
-2% -$83.9K
IBM icon
17
IBM
IBM
$213B
$3.5M 2.01%
11,812
-100
-0.8% -$29.9K
JPM icon
18
JPMorgan Chase
JPM
$916B
$3.32M 1.91%
10,317
+223
+2% +$69K
FDL icon
19
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$3.22M 1.85%
72,717
+91
+0.1% +$3.96K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.64M 1.52%
5,248
+322
+7% +$160K
FPE icon
21
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.17M 1.24%
118,860
+2,674
+2% +$48.9K
PG icon
22
Procter & Gamble
PG
$340B
$2.05M 1.18%
14,300
-2,380
-14% -$351K
PUI icon
23
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.3M
$1.89M 1.09%
43,436
+735
+2% +$33.7K
TSLA icon
24
Tesla
TSLA
$1.18T
$1.83M 1.05%
4,070
-4
-0.1% -$1.77K
ADP icon
25
Automatic Data Processing
ADP
$109B
$1.82M 1.04%
7,071
-85
-1% -$22.6K
1
2 3

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GSP
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TC
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PWP
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JAM
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KIM
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ROI Financial Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, ROI Financial Advisors held 69 positions worth $174M, up 4% from $167M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

ROI Financial Advisors's Q4 2025 filing shows 2 new, 38 increased, 24 reduced and 4 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 5,311 shares worth $235K. The largest sale was NVIDIA, an estimated $738K.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 39% a quarter earlier, followed by Financials and Consumer Staples.

  • ROI Financial Advisors's largest Q4 2025 buy was First Trust Smith Opportunistic Fixed Income ETF: 5,311 shares worth $235K.
  • ROI Financial Advisors added most to SPDR Gold Trust in Q4 2025, an estimated $227K increase.
  • ROI Financial Advisors's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $738K.
  • ROI Financial Advisors fully exited UnitedHealth in Q4 2025, selling an estimated $283K.
  • ROI Financial Advisors's ten largest holdings make up 53% of its $174M portfolio in Q4 2025.
  • ROI Financial Advisors opened 2 new positions and closed 4 in Q4 2025.
  • ROI Financial Advisors's portfolio value rose 4% quarter-over-quarter to $174M.

Based on ROI Financial Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.