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ROI Financial Advisors

ROI Financial Advisors Portfolio holdings

AUM $193M Turnover 8.11%
1-Year Est. Return 35.15%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+35.15%
3 Year Est. Return
+164.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$730K
Cap. Flow
-$2.46M
Cap. Flow %
-1.28%
Top 10 Hldgs %
52.56%
Holding
74
New
4
Increased
32
Reduced
35
Closed
2
Avg Time Held
2 years
Top 10 Avg Time Held
2.1 years
Top 20 Avg Time Held
2.4 years

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$301K
2
RTX icon
RTX Corp
RTX
+$263K
3
CRWD icon
CrowdStrike
CRWD
+$240K
4
MU icon
Micron Technology
MU
+$222K
5
AMAT icon
Applied Materials
AMAT
+$213K

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$890K
2
PANW icon
Palo Alto Networks
PANW
+$674K
3
NVDA icon
NVIDIA
NVDA
+$431K
4
LLY icon
Eli Lilly
LLY
+$361K
5
GLD icon
SPDR Gold Trust
GLD
+$337K

Sector Composition

Rank Sector Weight
1 Technology 41.68%
2 Miscellaneous 12.34%
3 Consumer Staples 10.38%
4 Financials 9.84%
5 Communication Services 7.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVDA icon
1
NVIDIA
NVDA
$4.93T
$12.9M 6.69%
56,421
-2,011
-3% -$431K
2023 Q4
11 quarters
AAPL icon
2
Apple
AAPL
$5.15T
$12.1M 6.29%
36,356
-996
-3% -$320K
2023 Q4
11 quarters
TSM icon
3
TSMC
TSM
$2.05T
$11.4M 5.91%
24,929
-531
-2% -$225K
2023 Q4
11 quarters
GOOGL icon
4
Alphabet (Google) Class A
GOOGL
$3.59T
$10.9M 5.69%
31,818
-918
-3% -$319K
2023 Q4
11 quarters
LLY icon
5
Eli Lilly
LLY
$1.27T
$10.7M 5.54%
9,214
-306
-3% -$361K
2023 Q4
11 quarters
AVGO icon
6
Broadcom
AVGO
$1.56T
$9.9M 5.13%
28,107
-2,363
-8% -$890K
2023 Q4
11 quarters
PANW icon
7
Palo Alto Networks
PANW
$288B
$9.7M 5.03%
24,352
-1,895
-7% -$674K
2023 Q4
11 quarters
AMZN icon
8
Amazon
AMZN
$2.91T
$7.97M 4.14%
31,972
-474
-1% -$120K
2023 Q4
11 quarters
MSFT icon
9
Microsoft
MSFT
$4.12T
$7.94M 4.13%
15,486
-278
-2% -$129K
2023 Q4
11 quarters
COST icon
10
Costco
COST
$466B
$7.75M 4.03%
8,518
-97
-1% -$90.6K
2023 Q4
11 quarters
V icon
11
Visa
V
$812B
$6.08M 3.16%
16,932
-380
-2% -$139K
2023 Q4
11 quarters
GLD icon
12
SPDR Gold Trust
GLD
$136B
$5.97M 3.1%
15,671
-862
-5% -$337K
2023 Q4
11 quarters
WMT icon
13
Walmart Inc
WMT
$1.04T
$5.84M 3.03%
56,202
+28
+0% +$3.07K
2023 Q4
11 quarters
MA icon
14
Mastercard
MA
$584B
$5.51M 2.86%
9,992
-138
-1% -$77.6K
2023 Q4
11 quarters
INTC icon
15
Intel
INTC
$310B
$4.65M 2.41%
38,646
+928
+2% +$94.7K
2023 Q4
11 quarters
SLV icon
16
iShares Silver Trust
SLV
$25.4B
$4.3M 2.23%
78,907
-797
-1% -$45.2K
2023 Q4
11 quarters
JPM icon
17
JPMorgan Chase
JPM
$931B
$3.74M 1.94%
11,316
+257
+2% +$89.9K
2023 Q4
11 quarters
FDL icon
18
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.52B
$3.55M 1.85%
72,356
-468
-0.6% -$24.1K
2023 Q4
11 quarters
HD icon
19
Home Depot
HD
$352B
$3.49M 1.81%
12,269
-632
-5% -$207K
2023 Q4
11 quarters
IBM icon
20
IBM
IBM
$240B
$2.57M 1.33%
11,677
-532
-4% -$126K
2023 Q4
11 quarters
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.23T
$2.5M 1.3%
5,028
-215
-4% -$108K
2023 Q4
11 quarters
ANET icon
22
Arista Networks
ANET
$227B
$2.38M 1.23%
11,670
+864
+8% +$163K
2025 Q2
5 quarters
COKE icon
23
Coca-Cola Consolidated
COKE
$13.6B
$2.28M 1.18%
12,027
+516
+4% +$97.3K
2024 Q2
9 quarters
PUI icon
24
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$50M
$2.07M 1.07%
50,420
+1,481
+3% +$66.5K
2023 Q4
11 quarters
CAT icon
25
Caterpillar
CAT
$270B
$2.06M 1.07%
2,545
+153
+6% +$130K
2024 Q3
8 quarters
1
2 3

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ROI Financial Advisors's Q3 2026 Portfolio in Review

As of Q3 2026, ROI Financial Advisors held 74 positions worth $193M, down 0.38% from $193M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

ROI Financial Advisors's Q3 2026 filing shows 4 new, 32 increased, 35 reduced and 2 closed positions. Its largest new stake was 3M: 1,763 shares worth $289K. The largest sale was Broadcom, an estimated $890K.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 41% a quarter earlier, followed by Miscellaneous and Consumer Staples.

  • ROI Financial Advisors's largest Q3 2026 buy was 3M: 1,763 shares worth $289K.
  • ROI Financial Advisors added most to Micron Technology in Q3 2026, an estimated $222K increase.
  • ROI Financial Advisors's biggest Q3 2026 reduction was Broadcom, cutting an estimated $890K.
  • ROI Financial Advisors fully exited Synopsys in Q3 2026, selling an estimated $239K.
  • ROI Financial Advisors's ten largest holdings make up 53% of its $193M portfolio in Q3 2026.
  • ROI Financial Advisors opened 4 new positions and closed 2 in Q3 2026.
  • ROI Financial Advisors's portfolio value fell 0.38% quarter-over-quarter to $193M.

Based on ROI Financial Advisors's 13F filing for Q3 2026, filed 19 Oct 2026.