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RFA

ROI Financial Advisors Portfolio holdings

AUM $167M
1-Year Est. Return 33.39%
This Fund
S&P 500
This Quarter Est. Return
+9.98%
1 Year Est. Return
+33.39%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$10.2M
Cap. Flow
-$2.92M
Cap. Flow %
-1.74%
Top 10 Hldgs %
52.1%
Holding
74
New
3
Increased
32
Reduced
30
Closed
7

Top Buys

Rank Stock Value
1
HYDB icon
iShares High Yield Systematic Bond ETF
HYDB
+$779K
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$615K
3
SLV icon
iShares Silver Trust
SLV
+$590K
4
LNG icon
Cheniere Energy
LNG
+$368K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$361K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.9M
2
AVGO icon
Broadcom
AVGO
+$1.51M
3
UNH icon
UnitedHealth
UNH
+$585K
4
LLY icon
Eli Lilly
LLY
+$518K
5
CNI icon
Canadian National Railway
CNI
+$489K

Sector Composition

Rank Sector Weight
1 Technology 38.93%
2 Consumer Staples 11.65%
3 Financials 11.49%
4 Consumer Discretionary 9.22%
5 Communication Services 7.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$4.77T
$12.8M 7.62%
68,371
-10,904
-14% -$1.9M
AVGO icon
2
Broadcom
AVGO
$1.84T
$11.1M 6.65%
33,761
-4,925
-13% -$1.51M
AAPL icon
3
Apple
AAPL
$4.46T
$9.9M 5.91%
38,899
-1,384
-3% -$313K
GOOGL icon
4
Alphabet (Google) Class A
GOOGL
$4.28T
$8.92M 5.32%
36,679
+272
+0.7% +$57K
LLY icon
5
Eli Lilly
LLY
$1.02T
$8.09M 4.83%
10,605
-696
-6% -$518K
COST icon
6
Costco
COST
$420B
$8.08M 4.82%
8,728
-429
-5% -$411K
MSFT icon
7
Microsoft
MSFT
$3.38T
$8.01M 4.78%
15,456
-797
-5% -$407K
TSM icon
8
TSMC
TSM
$2.11T
$7.43M 4.44%
26,606
+259
+1% +$63.3K
AMZN icon
9
Amazon
AMZN
$2.91T
$6.9M 4.12%
31,405
+656
+2% +$148K
V icon
10
Visa
V
$679B
$6.05M 3.61%
17,725
-227
-1% -$78.6K
MA icon
11
Mastercard
MA
$504B
$5.94M 3.54%
10,438
-30
-0.3% -$17.2K
PANW icon
12
Palo Alto Networks
PANW
$265B
$5.58M 3.33%
27,428
-225
-0.8% -$43.1K
GLD icon
13
SPDR Gold Trust
GLD
$131B
$5.57M 3.33%
15,673
+490
+3% +$156K
WMT icon
14
Walmart Inc
WMT
$885B
$5.56M 3.32%
53,962
+1,769
+3% +$176K
HD icon
15
Home Depot
HD
$330B
$5.48M 3.27%
13,534
-346
-2% -$136K
IBM icon
16
IBM
IBM
$206B
$3.36M 2.01%
11,912
+465
+4% +$122K
JPM icon
17
JPMorgan Chase
JPM
$938B
$3.18M 1.9%
10,094
+936
+10% +$278K
FDL icon
18
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.73B
$3.15M 1.88%
72,626
-402
-0.6% -$17.4K
SLV icon
19
iShares Silver Trust
SLV
$27.8B
$2.95M 1.76%
69,656
+16,437
+31% +$590K
PG icon
20
Procter & Gamble
PG
$334B
$2.56M 1.53%
16,680
-1,579
-9% -$247K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.48M 1.48%
4,926
+746
+18% +$361K
FPE icon
22
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$2.12M 1.27%
116,186
+34,066
+41% +$615K
ADP icon
23
Automatic Data Processing
ADP
$105B
$2.1M 1.25%
7,156
+326
+5% +$98.1K
PUI icon
24
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.8M
$1.96M 1.17%
42,701
-2,383
-5% -$104K
TSLA icon
25
Tesla
TSLA
$1.21T
$1.81M 1.08%
4,074
-174
-4% -$60.4K
1
2 3

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MG
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GSP
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TC
Triavera Capital Larkspur, California $167M AUM 16.37% 1-Year Est. Return
PWP
Pursue Wealth Partners Clayton, California $167M AUM 29.09% 1-Year Est. Return
JAM
Jacobs Asset Management New York $167M AUM 22.68% 1-Year Est. Return
KIM
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YWM
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ROI Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, ROI Financial Advisors held 74 positions worth $167M, up 6.5% from $157M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

ROI Financial Advisors's Q3 2025 filing shows 3 new, 32 increased, 30 reduced and 7 closed positions. Its largest new stake was Altria Group: 4,462 shares worth $295K. The largest sale was NVIDIA, an estimated $1.9M.

By sector, the portfolio is most concentrated in Technology at 39% of assets, up from 39% a quarter earlier, followed by Consumer Staples and Financials.

  • ROI Financial Advisors's largest Q3 2025 buy was Altria Group: 4,462 shares worth $295K.
  • ROI Financial Advisors added most to iShares High Yield Systematic Bond ETF in Q3 2025, an estimated $779K increase.
  • ROI Financial Advisors's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $1.9M.
  • ROI Financial Advisors fully exited Canadian National Railway in Q3 2025, selling an estimated $489K.
  • ROI Financial Advisors's ten largest holdings make up 52% of its $167M portfolio in Q3 2025.
  • ROI Financial Advisors opened 3 new positions and closed 7 in Q3 2025.
  • ROI Financial Advisors's portfolio value rose 6.5% quarter-over-quarter to $167M.

Based on ROI Financial Advisors's 13F filing for Q3 2025, filed 10 Nov 2025.