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RFA

ROI Financial Advisors Portfolio holdings

AUM $167M
1-Year Est. Return 33.39%
This Fund
S&P 500
This Quarter Est. Return
+6.6%
1 Year Est. Return
+33.39%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$6.62M
Cap. Flow
-$1.06M
Cap. Flow %
-0.61%
Top 10 Hldgs %
53.17%
Holding
69
New
2
Increased
38
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$237K
2
GLD icon
SPDR Gold Trust
GLD
+$227K
3
SLV icon
iShares Silver Trust
SLV
+$216K
4
MSFT icon
Microsoft
MSFT
+$196K
5
WMT icon
Walmart Inc
WMT
+$185K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$738K
2
AVGO icon
Broadcom
AVGO
+$632K
3
LLY icon
Eli Lilly
LLY
+$528K
4
PG icon
Procter & Gamble
PG
+$351K
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$343K

Sector Composition

Rank Sector Weight
1 Technology 36.87%
2 Financials 11.33%
3 Consumer Staples 11.24%
4 Consumer Discretionary 8.4%
5 Communication Services 8.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
51
Nike
NKE
$63.3B
$356K 0.2%
5,584
-597
-10% -$38.9K
ORCL icon
52
Oracle
ORCL
$409B
$350K 0.2%
1,797
+612
+52% +$146K
VNQ icon
53
Vanguard Real Estate ETF
VNQ
$39.3B
$349K 0.2%
3,942
-205
-5% -$18.4K
SNPS icon
54
Synopsys
SNPS
$75.1B
$311K 0.18%
663
+58
+10% +$25.8K
AMAT icon
55
Applied Materials
AMAT
$411B
$306K 0.18%
1,191
+82
+7% +$19.7K
MO icon
56
Altria Group
MO
$114B
$296K 0.17%
5,137
+675
+15% +$40.8K
AMSC icon
57
American Superconductor
AMSC
$1.5B
$292K 0.17%
10,133
+714
+8% +$30.9K
FXO icon
58
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$288K 0.17%
4,780
+403
+9% +$23.7K
VTI icon
59
Vanguard Morningstar Total Stock Market ETF
VTI
$670B
$279K 0.16%
833
– –
FXU icon
60
First Trust Utilities AlphaDEX Fund
FXU
$831M
$277K 0.16%
6,145
+15
+0.2% +$691
PGR icon
61
Progressive
PGR
$122B
$256K 0.15%
1,124
-13
-1% -$2.94K
FIXD icon
62
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$235K 0.14%
+5,311
New +$237K
HYLS icon
63
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$216K 0.12%
5,160
+6
+0.1% +$251
QQQ icon
64
Invesco QQQ Trust
QQQ
$469B
$216K 0.12%
351
-21
-6% -$12.9K
NAT icon
65
Nordic American Tanker
NAT
$1.36B
$36.3K 0.02%
+10,557
New +$37.3K
FISV
66
Fiserv Inc
FISV
$29B
– –
-1,871
Closed -$241K
MCD icon
67
McDonald's
MCD
$188B
– –
-703
Closed -$214K
RCL icon
68
Royal Caribbean
RCL
$86.7B
– –
-648
Closed -$210K
UNH icon
69
UnitedHealth
UNH
$377B
– –
-821
Closed -$283K
1 2
3

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MG
Montaka Global Sydney $167M AUM
GSP
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TC
Triavera Capital Larkspur, California $167M AUM 16.37% 1-Year Est. Return
PWP
Pursue Wealth Partners Clayton, California $167M AUM 29.09% 1-Year Est. Return
JAM
Jacobs Asset Management New York $167M AUM 22.68% 1-Year Est. Return
KIM
Kestrel Investment Management San Mateo, California $167M AUM 20.81% 1-Year Est. Return
YWM
Yukon Wealth Management Overland Park, Kansas $168M AUM 23.61% 1-Year Est. Return
HWA
Hilltop Wealth Advisors Chapel Hill, North Carolina $167M AUM 18.27% 1-Year Est. Return

ROI Financial Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, ROI Financial Advisors held 69 positions worth $174M, up 4% from $167M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

ROI Financial Advisors's Q4 2025 filing shows 2 new, 38 increased, 24 reduced and 4 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 5,311 shares worth $235K. The largest sale was NVIDIA, an estimated $738K.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 39% a quarter earlier, followed by Financials and Consumer Staples.

  • ROI Financial Advisors's largest Q4 2025 buy was First Trust Smith Opportunistic Fixed Income ETF: 5,311 shares worth $235K.
  • ROI Financial Advisors added most to SPDR Gold Trust in Q4 2025, an estimated $227K increase.
  • ROI Financial Advisors's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $738K.
  • ROI Financial Advisors fully exited UnitedHealth in Q4 2025, selling an estimated $283K.
  • ROI Financial Advisors's ten largest holdings make up 53% of its $174M portfolio in Q4 2025.
  • ROI Financial Advisors opened 2 new positions and closed 4 in Q4 2025.
  • ROI Financial Advisors's portfolio value rose 4% quarter-over-quarter to $174M.

Based on ROI Financial Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.