Rockefeller Capital Management
TUA icon

Rockefeller Capital Management’s Simplify Short Term Treasury Futures Strategy ETF TUA Stock Holding History

Rockefeller Capital Management’s Portfolio TUA Stock Details TUA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-550
Closed -$12K – 4877
2025
Q4 		$12K Buy
+550
New +$12.1K ﹤0.01% 3720
2024
Q3 		– Sell
-377,762
Closed -$8.05M – 1694
2024
Q2 		$8.05M Hold
377,762
– – 0.02% 569
2024
Q1 		$8.26M Sell
377,762
-67,720
-15% -$1.52M 0.02% 558
2023
Q4 		$10.3M Buy
+445,482
New +$9.9M 0.03% 449

Other funds holding TUA

SAM
Simplify Asset Management Las Vegas, Nevada $7.19B AUM 6.88% 1-Year Est. Return
SFBLI
Southern Farm Bureau Life Insurance Jackson, Mississippi $947M AUM 13.91% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
FS
Ferguson Shapiro Decatur, Georgia $342M AUM 13.09% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
MAWAG
Mid-American Wealth Advisory Group Kansas City, Missouri $277M AUM 6.22% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IWS
Insight Wealth Strategies San Ramon, California $1.02B AUM 38% 1-Year Est. Return

Rockefeller Capital Management's TUA Position: Q1 2026 in Review

Rockefeller Capital Management sold out of Simplify Short Term Treasury Futures Strategy ETF (TUA) in Q1 2026, closing a stake of 550 shares — an estimated $12K sold.

Rockefeller Capital Management first reported a position in TUA in Q4 2023 and held it in 4 quarters. The position peaked at $10.3M in Q4 2023. 82 funds tracked by Wall St. Rank hold TUA as of Q1 2026.

  • Rockefeller Capital Management reported no remaining Simplify Short Term Treasury Futures Strategy ETF position as of Q1 2026 after selling out during the quarter.
  • Rockefeller Capital Management sold 550 Simplify Short Term Treasury Futures Strategy ETF shares in Q1 2026, an estimated $12K.
  • Rockefeller Capital Management first reported a position in Simplify Short Term Treasury Futures Strategy ETF in Q4 2023 and held it in 4 quarters.
  • Rockefeller Capital Management's Simplify Short Term Treasury Futures Strategy ETF position peaked at $10.3M in Q4 2023.
  • 82 funds tracked by Wall St. Rank held Simplify Short Term Treasury Futures Strategy ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.