LPL Financial
TUA icon

LPL Financial’s Simplify Short Term Treasury Futures Strategy ETF TUA Stock Holding History

LPL Financial’s Portfolio TUA Stock Details TUA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$3.09M Sell
162,479
-269,457
-62% -$5.41M ﹤0.01% 3329
2026
Q2 		$8.82M Sell
431,936
-333,138
-44% -$6.92M ﹤0.01% 2272
2026
Q1 		$16.1M Sell
765,074
-60,744
-7% -$1.31M ﹤0.01% 1626
2025
Q4 		$18.1M Buy
825,818
+452,544
+121% +$9.9M ﹤0.01% 1480
2025
Q3 		$8.16M Sell
373,274
-216,146
-37% -$4.72M ﹤0.01% 2065
2025
Q2 		$13M Buy
589,420
+53,017
+10% +$1.16M ﹤0.01% 1535
2025
Q1 		$11.8M Buy
536,403
+288,231
+116% +$6.19M ﹤0.01% 1495
2024
Q4 		$5.27M Sell
248,172
-141,946
-36% -$3.08M ﹤0.01% 2046
2024
Q3 		$8.97M Buy
390,118
+209,344
+116% +$4.71M ﹤0.01% 1535
2024
Q2 		$3.85M Sell
180,774
-11,901
-6% -$253K ﹤0.01% 2066
2024
Q1 		$4.21M Sell
192,675
-338
-0.2% -$7.57K ﹤0.01% 1920
2023
Q4 		$4.47M Buy
193,013
+118,694
+160% +$2.64M ﹤0.01% 1757
2023
Q3 		$1.62M Buy
+74,319
New +$1.66M ﹤0.01% 2482

Other funds holding TUA

AE Wealth Management
AE Wealth Management Topeka, Kansas $23.2B AUM 20.52% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return
Mid-American Wealth Advisory Group
Mid-American Wealth Advisory Group Kansas City, Missouri $287M AUM 4.11% 1-Year Est. Return
True Wealth Design
True Wealth Design Akron, Ohio $426M AUM 16.34% 1-Year Est. Return
Lloyd Advisory Services
Lloyd Advisory Services Suwanee, Georgia $263M AUM 10.23% 1-Year Est. Return
L.J. Altfest & Co
L.J. Altfest & Co New York $1.01B AUM 24.77% 1-Year Est. Return
GenTrust
GenTrust Miami, Florida $2.65B AUM 11.42% 1-Year Est. Return
Park Edge Advisors
Park Edge Advisors Cleveland, Ohio $474M AUM 12.78% 1-Year Est. Return
Dakota Wealth Management
Dakota Wealth Management Palm Beach Gardens, Florida $5.38B AUM 27.63% 1-Year Est. Return
Heck Capital Advisors
Heck Capital Advisors Rhinelander, Wisconsin $1.82B AUM 17.91% 1-Year Est. Return

LPL Financial's TUA Position: Q3 2026 in Review

LPL Financial reduced its Simplify Short Term Treasury Futures Strategy ETF (TUA) stake by 62% in Q3 2026, selling an estimated $5.41M and leaving 162,479 shares worth $3.09M. The position accounts for ﹤0.01% of the portfolio, ranked #3329.

LPL Financial first reported a position in TUA in Q3 2023 and has held it in 13 quarters since. The position peaked at $18.1M in Q4 2025. 70 funds tracked by Wall St. Rank hold TUA as of Q3 2026.

  • LPL Financial held 162,479 shares of Simplify Short Term Treasury Futures Strategy ETF worth $3.09M as of Q3 2026.
  • LPL Financial sold 269,457 Simplify Short Term Treasury Futures Strategy ETF shares in Q3 2026, an estimated $5.41M.
  • Simplify Short Term Treasury Futures Strategy ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #3329 holding.
  • LPL Financial first reported a position in Simplify Short Term Treasury Futures Strategy ETF in Q3 2023 and has held it in 13 quarters since.
  • LPL Financial's Simplify Short Term Treasury Futures Strategy ETF position peaked at $18.1M in Q4 2025.
  • 70 funds tracked by Wall St. Rank held Simplify Short Term Treasury Futures Strategy ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.