Rockefeller Capital Management
FNK icon

Rockefeller Capital Management’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Rockefeller Capital Management’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$160K Sell
2,614
-275
-10% -$16.4K ﹤0.01% 2723
2026
Q1 		$165K Buy
2,889
+13
+0.5% +$760 ﹤0.01% 2606
2025
Q4 		$160K Buy
2,876
+1,183
+70% +$64.8K ﹤0.01% 2481
2025
Q3 		$93.6K Buy
+1,693
New +$92.1K ﹤0.01% 2607
2023
Q1 		– Sell
-3
Closed – – 2659
2022
Q4 		$0 Buy
+3
New +$128 ﹤0.01% 3965

Other funds holding FNK

TIM
Total Investment Management Scottsdale, Arizona $948M AUM 17.6% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Rockefeller Capital Management's FNK Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 9.5% in Q2 2026, selling an estimated $16.4K and leaving 2,614 shares worth $160K. The position accounts for ﹤0.01% of the portfolio, ranked #2723.

Rockefeller Capital Management first reported a position in FNK in Q4 2022 and has held it in 5 quarters since. The position peaked at $165K in Q1 2026. 58 funds tracked by Wall St. Rank hold FNK as of Q2 2026.

  • Rockefeller Capital Management held 2,614 shares of First Trust Mid Cap Value AlphaDEX Fund worth $160K as of Q2 2026.
  • Rockefeller Capital Management sold 275 First Trust Mid Cap Value AlphaDEX Fund shares in Q2 2026, an estimated $16.4K.
  • First Trust Mid Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2723 holding.
  • Rockefeller Capital Management first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q4 2022 and has held it in 5 quarters since.
  • Rockefeller Capital Management's First Trust Mid Cap Value AlphaDEX Fund position peaked at $165K in Q1 2026.
  • 58 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.