Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Rockefeller Capital Management’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$165K Buy
2,889
+13
+0.5% +$760 ﹤0.01% 2606
2025
Q4 		$160K Buy
2,876
+1,183
+70% +$64.8K ﹤0.01% 2481
2025
Q3 		$93.6K Buy
+1,693
New +$92.1K ﹤0.01% 2607
2023
Q1 		– Sell
-3
Closed – – 2659
2022
Q4 		$0 Buy
+3
New +$128 ﹤0.01% 3965

Other funds holding FNK

TIM
Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Rockefeller Capital Management's FNK Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 0.45% in Q1 2026, buying an estimated $760 and bringing the position to 2,889 shares worth $165K. The position accounts for ﹤0.01% of the portfolio, ranked #2606.

Rockefeller Capital Management first reported a position in FNK in Q4 2022 and has held it in 4 quarters since. 59 funds tracked by Wall St. Rank hold FNK as of Q1 2026.

  • Rockefeller Capital Management held 2,889 shares of First Trust Mid Cap Value AlphaDEX Fund worth $165K as of Q1 2026.
  • Rockefeller Capital Management bought 13 First Trust Mid Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $760.
  • First Trust Mid Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2606 holding.
  • Rockefeller Capital Management first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q4 2022 and has held it in 4 quarters since.
  • 59 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.