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Richmond Investment Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Richmond Investment Services’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$223K Sell
2,464
-342
-12% -$32.5K 0.04% 239
2025
Q4 		$256K Hold
2,806
– – 0.04% 203
2025
Q3 		$257K Sell
2,806
-48
-2% -$4.14K 0.05% 195
2025
Q2 		$235K Buy
+2,854
New +$219K 0.05% 190

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Richmond Investment Services's FNY Position: Q1 2026 in Review

Richmond Investment Services reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 12% in Q1 2026, selling an estimated $32.5K and leaving 2,464 shares worth $223K. The position accounts for 0.04% of the portfolio, ranked #239.

Richmond Investment Services first reported a position in FNY in Q2 2025 and has held it in 4 quarters since. The position peaked at $257K in Q3 2025. 122 funds tracked by Wall St. Rank hold FNY as of Q1 2026.

  • Richmond Investment Services held 2,464 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $223K as of Q1 2026.
  • Richmond Investment Services sold 342 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $32.5K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.04% of Richmond Investment Services's portfolio in Q1 2026, its #239 holding.
  • Richmond Investment Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2025 and has held it in 4 quarters since.
  • Richmond Investment Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $257K in Q3 2025.
  • 122 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Richmond Investment Services's 13F filing for Q1 2026, filed 29 Apr 2026.