RIA Advisory Group’s AllianzIM U.S. Equity Buffer20 Oct ETF OCTW Stock Holding History

RIA Advisory Group’s Portfolio OCTW Stock Details OCTW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-5,500	Closed	-$225K	–	157
2026 Q2	$225K	Hold	5,500	–	–	0.05%	136
2026 Q1	$212K	Hold	5,500	–	–	0.05%	134
2025 Q4	$214K	Hold	5,500	–	–	0.05%	134
2025 Q3	$211K	Hold	5,500	–	–	0.05%	142
2025 Q2	$204K	Buy	+5,500	New	+$196K	0.06%	127
2025 Q1	–	Sell	-5,687	Closed	-$202K	–	156
2024 Q4	$202K	Buy	+5,687	New	+$202K	0.07%	132

Other funds holding OCTW

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Guardian Capital (Pennsylvania) Wexford, Pennsylvania $132M AUM 27.32% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Elevation Wealth Management Eden Prairie, Minnesota $148M AUM 25.29% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Long Island Wealth Management Melville, New York $256M AUM 12.83% 1-Year Est. Return

AFP

Advus Financial Partners Winter Park, Florida $355M AUM 12.67% 1-Year Est. Return

RIA Advisory Group's OCTW Position: Q3 2026 in Review

RIA Advisory Group sold out of AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) in Q3 2026, closing a stake of 5,500 shares — an estimated $225K sold.

RIA Advisory Group first reported a position in OCTW in Q4 2024 and held it in 6 quarters. The position peaked at $225K in Q2 2026. 55 funds tracked by Wall St. Rank hold OCTW as of Q3 2026.

RIA Advisory Group reported no remaining AllianzIM U.S. Equity Buffer20 Oct ETF position as of Q3 2026 after selling out during the quarter.
RIA Advisory Group sold 5,500 AllianzIM U.S. Equity Buffer20 Oct ETF shares in Q3 2026, an estimated $225K.
RIA Advisory Group first reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF in Q4 2024 and held it in 6 quarters.
RIA Advisory Group's AllianzIM U.S. Equity Buffer20 Oct ETF position peaked at $225K in Q2 2026.
55 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Oct ETF as of Q3 2026.

Based on RIA Advisory Group's 13F filing for Q3 2026, filed 15 Oct 2026.