Regent Investment Management’s Invesco Financial Preferred ETF PGF Stock Holding History

Regent Investment Management’s Portfolio PGF Stock Details PGF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,450	Closed	-$199K	–	211
2018 Q4	$199K	Hold	11,450	–	–	0.07%	185
2018 Q3	$208K	Hold	11,450	–	–	0.07%	194
2018 Q2	$211K	Buy	+11,450	New	+$211K	0.07%	191
2015 Q1	–	Sell	-11,450	Closed	-$209K	–	196
2014 Q4	$209K	Hold	11,450	–	–	0.11%	182
2014 Q3	$206K	Sell	11,450 -500	-4%	-$9.04K	0.11%	175
2014 Q2	$217K	Hold	11,950	–	–	0.11%	175
2014 Q1	$213K	Hold	11,950	–	–	0.11%	169
2013 Q4	$202K	Sell	11,950 -2,500	-17%	-$42.7K	0.11%	166
2013 Q3	$248K	Hold	14,450	–	–	0.16%	141
2013 Q2	$259K	Buy	+14,450	New	+$266K	0.2%	129

Other funds holding PGF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Baker Avenue Asset Management San Francisco, California $5.28B AUM 39.19% 1-Year Est. Return

FCA

FinTrust Capital Advisors Greenville, South Carolina $591M AUM 26.89% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

DIP

DT Investment Partners Chadds Ford, Pennsylvania $1.34B AUM 21.18% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

Regent Investment Management's PGF Position: Q1 2019 in Review

Regent Investment Management sold out of Invesco Financial Preferred ETF (PGF) in Q1 2019, closing a stake of 11,450 shares — an estimated $199K sold.

Regent Investment Management first reported a position in PGF in Q2 2013 and held it in 10 quarters. The position peaked at $259K in Q2 2013. 184 funds tracked by Wall St. Rank hold PGF as of Q1 2019.

Regent Investment Management reported no remaining Invesco Financial Preferred ETF position as of Q1 2019 after selling out during the quarter.
Regent Investment Management sold 11,450 Invesco Financial Preferred ETF shares in Q1 2019, an estimated $199K.
Regent Investment Management first reported a position in Invesco Financial Preferred ETF in Q2 2013 and held it in 10 quarters.
Regent Investment Management's Invesco Financial Preferred ETF position peaked at $259K in Q2 2013.
184 funds tracked by Wall St. Rank held Invesco Financial Preferred ETF as of Q1 2019.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.