Regal Investment Advisors’s Northern Trust Quality Dividend Defensive ETF QDEF Stock Holding History

Regal Investment Advisors’s Portfolio QDEF Stock Details QDEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-350	Closed	-$11K	–	736
2015 Q3	$11K	Buy	+350	New	+$12.2K	﹤0.01%	677

Other funds holding QDEF

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $5.28B AUM 39.19% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Regal Investment Advisors's QDEF Position: Q4 2015 in Review

Regal Investment Advisors sold out of Northern Trust Quality Dividend Defensive ETF (QDEF) in Q4 2015, closing a stake of 350 shares — an estimated $11K sold.

Regal Investment Advisors first reported a position in QDEF in Q3 2015 and held it in 1 quarter. The position peaked at $11K in Q3 2015. 23 funds tracked by Wall St. Rank hold QDEF as of Q4 2015.

Regal Investment Advisors reported no remaining Northern Trust Quality Dividend Defensive ETF position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 350 Northern Trust Quality Dividend Defensive ETF shares in Q4 2015, an estimated $11K.
Regal Investment Advisors first reported a position in Northern Trust Quality Dividend Defensive ETF in Q3 2015 and held it in 1 quarter.
Regal Investment Advisors's Northern Trust Quality Dividend Defensive ETF position peaked at $11K in Q3 2015.
23 funds tracked by Wall St. Rank held Northern Trust Quality Dividend Defensive ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.