Regal Investment Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-685	Closed	-$9K	–	410
2015 Q3	$9K	Buy	+685	New	+$9K	﹤0.01%	709