RAM
RIV

Readystate Asset Management’s RiverNorth Opportunities Fund RIV Stock Holding History

Readystate Asset Management’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-194,655
Closed -$2.29M – 898
2025
Q4 		$2.29M Buy
+194,655
New +$2.27M 0.09% 147
2025
Q2 		– Sell
-27,201
Closed -$321K – 890
2025
Q1 		$321K Buy
+27,201
New +$328K 0.01% 535

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AIA
Absolute Investment Advisers Rosemary Beach, Florida $1.03B AUM 1% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Readystate Asset Management's RIV Position: Q1 2026 in Review

Readystate Asset Management sold out of RiverNorth Opportunities Fund (RIV) in Q1 2026, closing a stake of 194,655 shares — an estimated $2.29M sold.

Readystate Asset Management first reported a position in RIV in Q1 2025 and held it in 2 quarters. The position peaked at $2.29M in Q4 2025. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

  • Readystate Asset Management reported no remaining RiverNorth Opportunities Fund position as of Q1 2026 after selling out during the quarter.
  • Readystate Asset Management sold 194,655 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $2.29M.
  • Readystate Asset Management first reported a position in RiverNorth Opportunities Fund in Q1 2025 and held it in 2 quarters.
  • Readystate Asset Management's RiverNorth Opportunities Fund position peaked at $2.29M in Q4 2025.
  • 57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Readystate Asset Management's 13F filing for Q1 2026, filed 15 May 2026.