Rafferty Asset Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Rafferty Asset Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-253,462	Closed	-$56.7M	–	564
2016 Q4	$56.7M	Sell	253,462 -167,855	-40%	-$36.7M	2.6%	7
2016 Q3	$91.1M	Buy	421,317 +310,521	+280%	+$67.1M	3.33%	4
2016 Q2	$23.2M	Buy	110,796 +27,159	+32%	+$5.64M	1.57%	11
2016 Q1	$17.2M	Sell	83,637 -44,272	-35%	-$8.64M	0.93%	17
2015 Q4	$26.3M	Sell	127,909 -246,835	-66%	-$50.7M	3.17%	2
2015 Q3	$71.8M	Buy	374,744 +206,813	+123%	+$41.9M	5.67%	3
2015 Q2	$34.6M	Buy	167,931 +49,007	+41%	+$10.3M	2.32%	9
2015 Q1	$24.5M	Buy	118,924 +90,775	+322%	+$18.7M	1.85%	9
2014 Q4	$5.79M	Sell	28,149 -557,982	-95%	-$112M	1.31%	10
2014 Q3	$115M	Buy	586,131 +505,507	+627%	+$99.9M	12.43%	2
2014 Q2	$15.8M	Buy	80,624 +23,735	+42%	+$4.51M	3.04%	7
2014 Q1	$10.6M	Sell	56,889 -142,748	-72%	-$26.2M	2.2%	10
2013 Q4	$36.9M	Buy	199,637 +189,083	+1,792%	+$33.5M	8.81%	2
2013 Q3	$1.77M	Sell	10,554 -189,137	-95%	-$31.7M	0.34%	26
2013 Q2	$32M	Buy	+199,691	New	+$32.2M	4.4%	5

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Rafferty Asset Management's SPY Position: Q1 2017 in Review

Rafferty Asset Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q1 2017, closing a stake of 253,462 shares — an estimated $56.7M sold.

Rafferty Asset Management first reported a position in SPY in Q2 2013 and held it in 15 quarters. The position peaked at $115M in Q3 2014. 1,642 funds tracked by Wall St. Rank hold SPY as of Q1 2017.

Rafferty Asset Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q1 2017 after selling out during the quarter.
Rafferty Asset Management sold 253,462 State Street SPDR S&P 500 ETF Trust shares in Q1 2017, an estimated $56.7M.
Rafferty Asset Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 15 quarters.
Rafferty Asset Management's State Street SPDR S&P 500 ETF Trust position peaked at $115M in Q3 2014.
1,642 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q1 2017.

Based on Rafferty Asset Management's 13F filing for Q1 2017, filed 11 May 2017.